{"id":11948,"date":"2019-10-31T11:24:14","date_gmt":"2019-10-31T15:24:14","guid":{"rendered":"https:\/\/journals.law.harvard.edu\/crcl\/?p=11948"},"modified":"2019-10-31T11:24:14","modified_gmt":"2019-10-31T15:24:14","slug":"student-workers-are-employees-the-nlrb-should-agree","status":"publish","type":"post","link":"https:\/\/journals.law.harvard.edu\/crcl\/student-workers-are-employees-the-nlrb-should-agree\/","title":{"rendered":"Student Workers are Employees. The NLRB Should Agree."},"content":{"rendered":"<p><b>Written by Annie Wilt and Antonia Diener<\/b><\/p>\n<p><span style=\"font-weight: 400\">The National Labor Relations Board recently proposed a <\/span><a href=\"https:\/\/www.federalregister.gov\/documents\/2019\/09\/23\/2019-20510\/jurisdiction-nonemployee-status-of-university-and-college-students-working-in-connection-with-their\"><span style=\"font-weight: 400\">new rule<\/span><\/a><span style=\"font-weight: 400\"> which would categorically exclude \u201cstudents who perform any services for compensation, including, but not limited to, teaching or research, at a private college or university in connection with their studies\u201d from being considered employees for the purposes of the <\/span><a href=\"https:\/\/www.nlrb.gov\/how-we-work\/national-labor-relations-act\"><span style=\"font-weight: 400\">National Labor Relations Act<\/span><\/a><span style=\"font-weight: 400\">. This rule, which would strip student workers of the protections afforded by the <\/span><a href=\"https:\/\/www.nlrb.gov\/how-we-work\/national-labor-relations-act\"><span style=\"font-weight: 400\">National Labor Relations Act<\/span><\/a><span style=\"font-weight: 400\">, comes amidst a wave of a student worker <\/span><a href=\"https:\/\/www.thecrimson.com\/article\/2019\/10\/26\/harvard-grad-union-authorizes-strike\/\"><span style=\"font-weight: 400\">activism<\/span><\/a><span style=\"font-weight: 400\"> and <\/span><a href=\"http:\/\/bcgradunion.com\/\"><span style=\"font-weight: 400\">unionizing<\/span><\/a><span style=\"font-weight: 400\"> efforts nationwide following a decades-long series of <\/span><a href=\"https:\/\/www.nytimes.com\/2019\/09\/20\/business\/economy\/grad-students-labor.html\"><span style=\"font-weight: 400\">flip-flopping decisions<\/span><\/a><span style=\"font-weight: 400\"> from the Board about the status of student workers. If adopted, the rule has <\/span><a href=\"https:\/\/www.washingtonpost.com\/education\/2019\/09\/20\/nlrb-reverses-course-graduate-students-right-organize-employees\/\"><span style=\"font-weight: 400\">serious implications<\/span><\/a><span style=\"font-weight: 400\"> for the rights of student workers and their ability to advocate for good workplace conditions and living standards.\u00a0<\/span><\/p>\n<p><b><i>How did we get here, and what is at stake?<\/i><\/b><\/p>\n<p><span style=\"font-weight: 400\">In 1935, Congress passed the <\/span><a href=\"https:\/\/www.nlrb.gov\/how-we-work\/national-labor-relations-act\"><span style=\"font-weight: 400\">National Labor Relations Act<\/span><\/a><span style=\"font-weight: 400\"> (NLRA or &#8220;Act&#8221;) in order to \u201cto protect the rights of employees and employers, to encourage collective bargaining, and to curtail certain private sector labor and management practices, which can harm the general welfare of workers, businesses and the U.S. economy.\u201d The Act created\u00a0 the <\/span><a href=\"https:\/\/www.nlrb.gov\/how-we-work\/national-labor-relations-act\"><span style=\"font-weight: 400\">National Labor Relations Board<\/span><\/a><span style=\"font-weight: 400\"> (NLRB or &#8220;Board&#8221;), which functions as an \u201cindependent <\/span><a href=\"https:\/\/www.nlrb.gov\/about-nlrb\/who-we-are\"><span style=\"font-weight: 400\">federal agency<\/span><\/a><span style=\"font-weight: 400\"> that protects the rights of private sector employees to join together, with or without a union, to improve their wages and working conditions.\u201d The <\/span><a href=\"https:\/\/www.nlrb.gov\/about-nlrb\/who-we-are\"><span style=\"font-weight: 400\">Board<\/span><\/a><span style=\"font-weight: 400\"> consists of five members who decide cases in administrative proceedings. Members are appointed by the President, with the consent of the Senate, to <\/span><a href=\"https:\/\/www.nlrb.gov\/about-nlrb\/who-we-are\"><span style=\"font-weight: 400\">five year terms<\/span><\/a><span style=\"font-weight: 400\">. Due to this appointment power, the President is able to <\/span><a href=\"http:\/\/law.emory.edu\/elj\/content\/volume-64\/issue-special\/panel-i\/politics-and-adjudicative-rulemaking-processes.html\"><span style=\"font-weight: 400\">influence<\/span><\/a><span style=\"font-weight: 400\"> the Board\u2019s decisions and policy determinations. As politics have become more polarized in recent years, the NLRB has been referred to as a \u201c<\/span><a href=\"http:\/\/law.emory.edu\/elj\/content\/volume-64\/issue-special\/panel-i\/politics-and-adjudicative-rulemaking-processes.html\"><span style=\"font-weight: 400\">seesaw<\/span><\/a><span style=\"font-weight: 400\">\u201d whose priorities and policy determinations change from one administration to another.<\/span><\/p>\n<p><b><i>The \u201cseesaw\u201d of the Board in the context of higher education<\/i><\/b><\/p>\n<p><span style=\"font-weight: 400\">One major area of \u2018seesaw\u2019 action is the Board\u2019s treatment over time of the right of graduate students at private universities to unionize. Under <\/span><a href=\"https:\/\/www.nlrb.gov\/how-we-work\/national-labor-relations-act\"><span style=\"font-weight: 400\">Section 2(3) of the Act<\/span><\/a><span style=\"font-weight: 400\">, the term \u201cemployee\u201d includes \u201cany employee, and shall not be limited to the employees of a particular employer, unless the Act explicitly states otherwise\u2026\u201d The <\/span><a href=\"https:\/\/www.nlrb.gov\/how-we-work\/national-labor-relations-act\"><span style=\"font-weight: 400\">Act<\/span><\/a><span style=\"font-weight: 400\"> at no point mentions student workers and does not explicitly determine whether or not they are employees. In a 1970 decision concerning <\/span><a href=\"https:\/\/casetext.com\/admin-law\/cornell-university-2301\"><span style=\"font-weight: 400\">Cornell University<\/span><\/a><span style=\"font-weight: 400\">, the Board asserted jurisdiction over \u201cnonprofit educational institutions whose operations affect commerce.\u201d Four years later, in <\/span><a href=\"https:\/\/casetext.com\/admin-law\/adelphi-university\"><span style=\"font-weight: 400\">Adelphi University<\/span><\/a><span style=\"font-weight: 400\">, the Board found that graduate students who worked as teaching and researching assistants are \u201cprimarily students\u201d and should be excluded from a bargaining unit composed of faculty members. In <\/span><a href=\"https:\/\/apps.nlrb.gov\/link\/document.aspx\/09031d45800aa128\"><span style=\"font-weight: 400\">The Leland Stanford Junior University<\/span><\/a><span style=\"font-weight: 400\">, the Board explicitly held that graduate student research assistants are not employees for the purposes of the Act. Although the <\/span><span style=\"font-weight: 400\">Leland Stanford<\/span><span style=\"font-weight: 400\"> principle was the general rule for some time, the Board reversed itself in 2000 in <\/span><a href=\"https:\/\/apps.nlrb.gov\/link\/document.aspx\/09031d45800c0b35\"><span style=\"font-weight: 400\">New York University<\/span><\/a><span style=\"font-weight: 400\">, finding that graduate assistants are employees within the meaning of Section 2(3) of the Act. Over the next sixteen years, the Board reversed itself twice: first in <\/span><a href=\"https:\/\/apps.nlrb.gov\/link\/document.aspx\/09031d45800076ac\"><span style=\"font-weight: 400\">Brown University<\/span><\/a><span style=\"font-weight: 400\"> and later in <\/span><a href=\"http:\/\/apps.nlrb.gov\/link\/document.aspx\/09031d45825894e6\"><span style=\"font-weight: 400\">Columbia University<\/span><\/a><span style=\"font-weight: 400\">. In the <\/span><span style=\"font-weight: 400\">Columbia University<\/span><span style=\"font-weight: 400\"> decision, the Board explicitly overruled the <\/span><span style=\"font-weight: 400\">Leland Stanford<\/span><span style=\"font-weight: 400\"> principle and expanded Section 2(3) of the Act to cover \u201cboth <\/span><a href=\"https:\/\/www.nlrb.gov\/sites\/default\/files\/attachments\/basic-page\/node-7740\/student-assistants-fact-sheet.pdf\"><span style=\"font-weight: 400\">externally-funded graduate research assistants<\/span><\/a><span style=\"font-weight: 400\"> and undergraduate student assistants.\u201d The Board, made clear in the <\/span><span style=\"font-weight: 400\">Columbia University<\/span><span style=\"font-weight: 400\"> decision that statutory coverage is not foreclosed by the existence of some other relationship between employer and employee (the educational relationship, in this case). Additionally, the Board found that the unequivocal policy of the Act, is to \u201cencourag[e] the practice and procedure of collective bargaining\u201d and to \u201cprotect[ ] the exercise by workers of full freedom of association, self-organization, and designation of representatives of their own choosing.\u201d Given this policy, coupled with the very broad statutory definitions of both \u201cemployee\u201d and \u201cemployer,\u201d the Board found it appropriate to extend statutory coverage to graduate student workers, unless there were strong reasons not to do so. After failing to find these strong reasons, the Board asserted that <\/span><a href=\"http:\/\/apps.nlrb.gov\/link\/document.aspx\/09031d45825894e6\"><span style=\"font-weight: 400\">the academic world was not exempt from the economic realm of labor law.<\/span><\/a><span style=\"font-weight: 400\">\u00a0\u00a0<\/span><\/p>\n<p><span style=\"font-weight: 400\">Continuing the seesaw action, the Board published a <\/span><a href=\"https:\/\/www.federalregister.gov\/documents\/2019\/09\/23\/2019-20510\/jurisdiction-nonemployee-status-of-university-and-college-students-working-in-connection-with-their\"><span style=\"font-weight: 400\">Notice of Proposed Rulemaking (NPRM) in the Federal Register<\/span><\/a><span style=\"font-weight: 400\"> in September 2019 proposing to exempt \u201cundergraduate and graduate students who perform services for some form of financial compensation at a private college or university in connection with their studies from coverage as employees under Section 2(3) of the Act\u201d from the Board\u2019s jurisdiction. The Board\u2019s <\/span><a href=\"https:\/\/www.nlrb.gov\/sites\/default\/files\/attachments\/basic-page\/node-7740\/student-assistants-fact-sheet.pdf\"><span style=\"font-weight: 400\">current <\/span><\/a><span style=\"font-weight: 400\">position is that \u201cthe relationship [both] undergraduate and graduate students have with their school is predominately educational, rather than economic,\u201d and therefore students should not be classified as employees, even though the statutory definition of employee is sufficiently broad to cover this class of workers. The Board asserts that the <\/span><a href=\"https:\/\/www.federalregister.gov\/documents\/2019\/09\/23\/2019-20510\/jurisdiction-nonemployee-status-of-university-and-college-students-working-in-connection-with-their\"><span style=\"font-weight: 400\">following facts<\/span><\/a><span style=\"font-weight: 400\"> support their current interpretation of the statute: First, that many graduate or research assistantships are prerequisites for graduation; second, that students spend a limited amount of time on these research duties because their principal commitment is to academic studies and, thus, funds received for research duties are better viewed as financial aid than as consideration for work; third, the faculty\u2019s role in advancing student education through research assistantships is unlike a more traditional antagonist employer\/employee relationship that is rooted in self-interest, making collective bargaining inappropriate, and; finally, that the Board should be compliant with its long-standing rule that they will not assert jurisdiction over relationships that are \u201cprimarily educational.\u201d<\/span><\/p>\n<p><b><i>Critiquing the proposed rule<\/i><\/b><\/p>\n<p><span style=\"font-weight: 400\">The Board\u2019s purported rationales for the change in the rule are, at best, weak and, at worst, illogical. As the <\/span><a href=\"https:\/\/www.federalregister.gov\/documents\/2019\/09\/23\/2019-20510\/jurisdiction-nonemployee-status-of-university-and-college-students-working-in-connection-with-their\"><span style=\"font-weight: 400\">opinion of the dissenting board member<\/span><\/a><span style=\"font-weight: 400\"> made clear in the Notice of Proposed Rulemaking, the majority of the Board in favor of this rule \u201cexpresses concern that, in addition to harming the education of the graduate employees, allowing [them] to bargain will affect universities\u2019 academic prerogatives, such as directing the content, methods, and standards of education. These assertions do not stand up to scrutiny.\u201d The dissenting board member references the <\/span><a href=\"https:\/\/www.insidehighered.com\/news\/2018\/09\/05\/brandeis-grad-students-win-significant-gains-union-contract-even-trump\"><span style=\"font-weight: 400\">positive impacts<\/span><\/a><span style=\"font-weight: 400\"> collective bargaining contracts have had at five of the educational institutions that have adopted them, including increased pay, guaranteed funding for necessary teaching and research materials, and improved access to mental health care. The dissenting board member also accuses the majority promulgating the rule of making factual assertions about the possible consequences of unionizing without any evidence to support these assertions. She argues that <\/span><a href=\"https:\/\/www.federalregister.gov\/documents\/2019\/09\/23\/2019-20510\/jurisdiction-nonemployee-status-of-university-and-college-students-working-in-connection-with-their\"><span style=\"font-weight: 400\">the Board is making a sweeping claim based on their own ideas and intuitions, rather than based on any empirical evidence.<\/span><\/a><span style=\"font-weight: 400\"> The fact that the only empirical study done on the effects of collective bargaining in an academic setting found that <\/span><a href=\"http:\/\/scholarship.sha.cornell.edu\/cgi\/viewcontent.cgi?article=1731&amp;context=articles\"><span style=\"font-weight: 400\">collective bargaining does not undermine the academic relationships<\/span><\/a><span style=\"font-weight: 400\"> makes this claim even more fallacious and dangerous.<\/span><\/p>\n<p><span style=\"font-weight: 400\">Not only does it seem that the proposed rule fails to be grounded in any empirical facts, the practical effects of the rule on student workers would be profound. It influences not only student workers\u2019 rights to unionize and fight back against unfair labor practices, but also allows students to make <\/span><a href=\"https:\/\/www.insidehighered.com\/news\/2018\/09\/05\/brandeis-grad-students-win-significant-gains-union-contract-even-trump\"><span style=\"font-weight: 400\">significant gains<\/span><\/a><span style=\"font-weight: 400\"> in terms of improving workplace conditions. Without employee status, graduate students will lose the protections provided for in the Act, and therefore the ability to effectively organize without fear of retribution. This loss of protections can have especially powerful implications for international students whose visa status could be threatened by adverse administrative action. Under the <\/span><a href=\"https:\/\/www.nlrb.gov\/how-we-work\/national-labor-relations-act\"><span style=\"font-weight: 400\">Act<\/span><\/a><span style=\"font-weight: 400\">, employees cannot be fired for organizing; however, if students lose employee status &#8211; and the protections of the Act as a result &#8211; there are risks of truly negative consequences, the extent of which are as of yet unknown. Although the extent of the ramifications are unclear, it is quite likely that without the protections of the Act, students may be more vulnerable to institutional disciplinary action, which can affect their standing with potential employers. Further, graduate students who must stand before a licensing board following their education may face issues in passing character and fitness portions of such licensing process. For example, since many state bar associations are looking for lawyers with<\/span> <a href=\"http:\/\/www.nationaljurist.com\/national-jurist-magazine\/bar-application-character-and-fitness-background-check-part-1\"><span style=\"font-weight: 400\">&#8220;good moral character,&#8221;<\/span><\/a> <span style=\"font-weight: 400\">each state may define such character as it sees fit and, thus, disciplinary action taken against a student during their academic career may raise flags as to the character of that student.\u00a0\u00a0<\/span><\/p>\n<p><span style=\"font-weight: 400\">Additionally, as the Board in its <\/span><span style=\"font-weight: 400\">Columbia University<\/span><span style=\"font-weight: 400\"> decision noted, student employees fit squarely within the statutory definition of \u201cemployee\u201d under the <\/span><a href=\"https:\/\/www.nlrb.gov\/how-we-work\/national-labor-relations-act\"><span style=\"font-weight: 400\">National Labor Relations Act<\/span><\/a><span style=\"font-weight: 400\">. In removing legal employee status, the Board is effectively excluding an entire class of employees from the Act. The Board\u2019s current proposal rests on the premise that if Congress intended <\/span><a href=\"https:\/\/www.federalregister.gov\/documents\/2019\/09\/23\/2019-20510\/jurisdiction-nonemployee-status-of-university-and-college-students-working-in-connection-with-their\"><span style=\"font-weight: 400\">&#8220;a result so drastic&#8221;<\/span><\/a><span style=\"font-weight: 400\"> they would have said so in their statutory scheme. Enumerating every possible employer\/employee relationship the Act is expected to cover is a dangerous and impossible task. T Yet, under the Board\u2019s reading, since Congress specified no specific employer\/employee relationships to be covered, we should exclude them all until Congress specifically speaks on all of them. This cannot possibly mean what the Board says it means. Allowing administrative agencies to interpret statutes in this manner opens the floodgates for permitting agencies to interpret all kinds of statutes in ways that are inconsistent with the statutory scheme and that exclude marginalized or otherwise more diffuse groups.\u00a0<\/span><\/p>\n<p><span style=\"font-weight: 400\">Without satisfactory alternatives, graduate workers may resort to using labor disruptions, like showdowns and strikes to secure the rights no longer promised to them by law. To a certain degree, this is already happening at universities like <\/span><a href=\"https:\/\/www.nbcnews.com\/news\/us-news\/latest-campus-battle-graduate-students-are-fighting-unionize-n1015141\"><span style=\"font-weight: 400\">Columbia and the University of Chicago<\/span><\/a><span style=\"font-weight: 400\">. The <\/span><a href=\"https:\/\/www.thecrimson.com\/article\/2019\/10\/26\/harvard-grad-union-authorizes-strike\/\"><span style=\"font-weight: 400\">Harvard Graduate Student Union<\/span><\/a><span style=\"font-weight: 400\"> has recently voted to authorize a strike. This proposed rule has thus undermined the entire statutory scheme, at least within academic institutions, since The National Labor Relations Act was <\/span><a href=\"https:\/\/www.chronicle.com\/article\/Nobody-Wins-if-Graduate\/246374\"><span style=\"font-weight: 400\">put in place to prevent this kind of labor conflict<\/span><\/a><span style=\"font-weight: 400\">. Interestingly, as colleges are increasingly deploying rhetoric to describe the kinds of environments they envision on their campuses for students, such as <\/span><a href=\"https:\/\/college.harvard.edu\/life-at-harvard\/diversity-inclusion\"><span style=\"font-weight: 400\">diverse, inclusive, equitable, and sustainable<\/span><\/a><span style=\"font-weight: 400\">, their actions in fighting to recognize graduate unions are, at best, in tension with these values and, at worst, blatantly hypocritical.\u00a0<\/span><span style=\"font-weight: 400\">\u00a0<\/span><\/p>\n<p><b><i>The path forward<\/i><\/b><\/p>\n<p><span style=\"font-weight: 400\">Formal recognition by the Board is not the only way student workers can attempt to collectively bargain with their universities. Students could also try to get <\/span><a href=\"https:\/\/www.washingtonpost.com\/education\/2019\/09\/20\/nlrb-reverses-course-graduate-students-right-organize-employees\/\"><span style=\"font-weight: 400\">voluntary recognition<\/span><\/a><span style=\"font-weight: 400\"> from their universities, as has happened at <\/span><a href=\"https:\/\/www.washingtonpost.com\/news\/grade-point\/wp\/2018\/04\/02\/georgetown-university-softens-position-against-grad-union\/\"><span style=\"font-weight: 400\">Georgetown University<\/span><\/a><span style=\"font-weight: 400\">. However, schools are often reticent to voluntarily recognize student unions, as exemplified by the situation currently facing student workers at <\/span><a href=\"https:\/\/bcheights.com\/2018\/02\/22\/admin-says-wont-voluntarily-bargain-grad-employees-union\/\"><span style=\"font-weight: 400\">Boston College<\/span><\/a><span style=\"font-weight: 400\">. Some experts have also noted student workers at private institutions could also try to assert the right to collective bargaining under \u201c<\/span><a href=\"https:\/\/www.washingtonpost.com\/education\/2019\/09\/20\/nlrb-reverses-course-graduate-students-right-organize-employees\/\"><span style=\"font-weight: 400\">state constitutions and statutes<\/span><\/a><span style=\"font-weight: 400\"> that cover private-sector institutions.\u201d However, such alternatives should not be necessary. The Board\u2019s <\/span><a href=\"https:\/\/www.federalregister.gov\/documents\/2019\/09\/23\/2019-20510\/jurisdiction-nonemployee-status-of-university-and-college-students-working-in-connection-with-their\"><span style=\"font-weight: 400\">proposed rule<\/span><\/a><span style=\"font-weight: 400\"> is both illogical and likely to cause needless harm to student workers. Continuing to classify students as workers <\/span><a href=\"http:\/\/scholarship.sha.cornell.edu\/cgi\/viewcontent.cgi?article=1731&amp;context=articles\"><span style=\"font-weight: 400\">will not<\/span><\/a><span style=\"font-weight: 400\">, as proponents of the rule argue, severely damage the collegial and educational nature of the university environment. Rather, it will merely endow student workers, whose academic products are essential to the smooth operation of the universities, with the <\/span><a href=\"https:\/\/www.chronicle.com\/article\/Nobody-Wins-if-Graduate\/246374\"><span style=\"font-weight: 400\">same rights afforded employees in other contexts<\/span><\/a><span style=\"font-weight: 400\">. The Board should resist the temptation to seesaw and, instead, decisively continue to recognize students as employees &#8211; with all the rights and protections that status entails.\u00a0<\/span><\/p>\n","protected":false},"excerpt":{"rendered":"<p>The National Labor Relations Board recently proposed a new rule which would categorically exclude \u201cstudents who perform any services for compensation, including, but not limited to, teaching or research, at a private college or university in connection with their studies\u201d from being considered employees for the purposes of the National Labor Relations Act. The Board\u2019s proposed rule is both illogical and likely to cause needless harm to student workers.<\/p>\n","protected":false},"author":101915,"featured_media":11949,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"_exactmetrics_skip_tracking":false,"_exactmetrics_sitenote_active":false,"_exactmetrics_sitenote_note":"","_exactmetrics_sitenote_category":0,"site-sidebar-layout":"default","site-content-layout":"","ast-site-content-layout":"default","site-content-style":"default","site-sidebar-style":"default","ast-global-header-display":"","ast-banner-title-visibility":"","ast-main-header-display":"","ast-hfb-above-header-display":"","ast-hfb-below-header-display":"","ast-hfb-mobile-header-display":"","site-post-title":"","ast-breadcrumbs-content":"","ast-featured-img":"","footer-sml-layout":"","ast-disable-related-posts":"","theme-transparent-header-meta":"","adv-header-id-meta":"","stick-header-meta":"","header-above-stick-meta":"","header-main-stick-meta":"","header-below-stick-meta":"","astra-migrate-meta-layouts":"default","ast-page-background-enabled":"default","ast-page-background-meta":{"desktop":{"background-color":"var(--ast-global-color-5)","background-image":"","background-repeat":"repeat","background-position":"center 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