Stuck with Steckman: Why Item 303 Cannot be a Surrogate for Section 11
Download PDF Aaron Jedidiah Benjamin† Item 303 of SEC Regulation S-K requires companies to disclose “known trends and uncertainties” in […]
Download PDF Aaron Jedidiah Benjamin† Item 303 of SEC Regulation S-K requires companies to disclose “known trends and uncertainties” in […]
Download PDF Michael Columbo and Allison Davis I. Introduction At what point may a person rest assured that the government
Download PDF Tyler Kirk† Introductory Note The appropriate role of the fiduciary standard in the financial industry has garnered a
Download PDF Matthew Kluchenek† I. Introduction Among all the U.S. regulators interested in regulating Bitcoin and virtual currencies, the Commodity Futures
Download PDF Benjamin Lo† Introductory Note In 2008, the Securities and Exchange Commission made waves by deciding to regulate the
Jonathan J. Rusch: Since 1977, with the enactment of the Foreign Corrupt Practices Act, the United States Department of Justice has played a leading role in applying the Act’s anti-bribery, books and records, and internal controls provisions in enforcement proceedings against numerous companies and individuals worldwide. In November 2015, the Department of Justice took the unprecedented step of hiring a Compliance Counsel to guide its prosecutors in decision-making in corporate prosecutions and in benchmarking corporate compliance. This Memorandum is composed as an open letter to the Compliance Counsel, focusing on how she and the Department of Justice should go about that critical benchmarking function.
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