Apr 4, 2011 | Profiles & Interviews
The following is an excerpt from the published interview with Lucy Reed. To see the full interview, please click on the link to download the article above or below.
Q: For those unfamiliar with international arbitration, can you briefly describe your current work as an arbitrator and an advisor to clients involved in international arbitrations?
My colleagues and I work primarily as counsel to clients in international arbitrations, both companies and government entities. In international commercial arbitration, the disputes typically involve alleged breaches of contract (sales, construction, joint ventures, M&A), which the parties—from different States—have agreed be resolved through binding arbitration rather than one of the party’s national courts. These cases, for example under the International Chamber of Commerce (ICC) or London Court of Arbitration (LCIA) Rules, are by definition confidential.
We are also specialists in investment treaty arbitrations, in which a foreign investor is allowed by the relevant treaty to bring a dispute relating to that investment directly against the host State (rather than having to rely on its home State to represent it) for resolution through binding arbitration. Many are heard by panels constituted under the World Bank’s International Centre for Investment Disputes (ICSID), and the existence of the cases is public. For example, we represent ConocoPhillips in a multi-billion dollar ICSID case against Venezuela for (among other things) alleged expropriation of COP’s oil investments. We also defend the Government of Turkey in a multi-billion dollar claim brought under the Energy Charter Treaty by an alleged Cypriot investor.
As Freshfields is recognized as the pre-eminent international arbitration firm, we tend to get hired for major disputes, involving hundreds of millions and often billions of dollars. Unlike domestic arbitration, these international proceedings are rarely quick or inexpensive. We write extensive factual and legal “memorials” (briefs), interview witnesses, and do oral advocacy at hearings. Cases can go on for years, but the different stages of the cases provide a lot of variety.
I do not sit as an arbitrator in investment treaty disputes, to avoid facing “issue conflict” in connection with recurring legal issues under the investment treaties. In international commercial arbitration, I still prefer serving as counsel—I like advocating more than I like deciding—and so I sit as arbitrator in only two or three cases at a time. I just finished almost a decade of sitting on the Eritrea-Ethiopia Claims Commission, which was the first arbitration panel constituted to decide issues of international humanitarian law.
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Q: Can you describe your favorite legal issue/project that you have worked on (and why)?
My two favorite legal projects, because they were unique, were (1) serving as general counsel of the Korean Energy Development Organization (KEDO), the international organization set up after the North Korean nuclear crisis in 1994, and (2) sitting on the Eritrea-Ethiopia Claims Commission (EECC).
As for KEDO, it is hard to beat the experience of leading negotiations with North Korea and in North Korea. I remain proud of the work we did, with hundreds of experts, in effectively negotiating from scratch the regulatory infrastructure necessary to commence a nuclear power plant construction project in North Korea. I wrote about this process in my Hague Lectures in 2001.[1]
As for the EECC, it was a privilege to be part of the first tribunal resolving international humanitarian law disputes; as rough and imperfect as the EECC claims process had to be, the two governments did agree on a legal process rather than keep fighting. All EECC decisions are publicly available on the website of the Permanent Court of Arbitration.[2]
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Q: You have worked on international arbitrations that involved countries in which women are not expected to work as lawyers. Has that caused any issues? If so, how have you handled them? Do you have any advice for other female lawyers who encounter similar problems?I have been fortunate enough not to face any serious issues, but I have not had to work in some of the toughest countries like Saudi Arabia. At the Iran-U.S. Claims Tribunal we co-existed with our own traditions, and the Iranian Government representatives treated me no differently than they had the U.S. Government’s Agents who were men. (I have a favorite story about how there were more comments on my height than my gender.) True, they did not shake my hand, but I recognize that as part of their religion. And the one time I visited Iran, in 2002 as the guest of the Ministry of Foreign Affairs for an arbitration conference, I dutifully fulfilled the legal requirement of wearing a coat and a headscarf—it did not affect the high level of our discussions and debates as lawyers. In North Korea, if they were surprised that a woman would be head of delegation, they never showed it.
Advice for others? Prepare culturally, pick your battles, and practice responses to the worst that might happen.
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Q: What are the most important roles that you believe ASIL plays? What are the greatest challenges facing it or any other international law organization in the coming years?
The most important role ASIL plays is that of convener: convener primarily of academics and practitioners, but also of government lawyers and leaders, to discuss and debate—in person and in print—the most pressing international law issues of the day. The mission of ASIL is public education, to host and elevate the discourse, to emphasize that international law is not some elite specialty but rather real law that is on the front page and all around us.
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[1] Lucy Reed, Mixed Private and Public Law Solutions to International Crisis, in 306 Recueil Des Cours 177 (Académie de Droit International de la Haye ed., 2003).
Mar 7, 2011 | Profiles & Interviews
The following is an excerpt from the published interview with James Cavallaro. To see the full interview, please click on the link to download the article above or below.
Q: Only one year after graduating law school, you opened a joint office for Human Rights Watch (HRW) and the Center for Justice and International Law (CEJIL) in Rio de Janeiro. What made you decide to go there? What other options were you considering? Did it seem risky at the time? Did you have pre-existing connections there?
What made me go to Rio de Janeiro was my interest and experience in Latin America and Brazil, in particular. I had lived for a few years already in Latin America and was fluent in Portuguese. I had been to Brazil several times and had worked with Human Rights Watch and the Center for Justice and International Law to develop funding proposals to support a joint office. So there was a certain progression and I had the support of two institutions. But the entire project was risky; there were certainly no guarantees of success. And I was largely on my own in Brazil. In retrospect, I’m not sure that I really knew enough to take on a project of that magnitude, but what I lacked in knowledge I compensated for in energy, hard work, and stubbornness. I spent a lot of time banging my head against the wall, trying to figure things out, develop contacts, hire staff, comply with regulations—all while contributing to human rights campaigns and cases. Sometimes, it can be an advantage not to know what an uphill battle you are facing. Maybe had I known what I found out afterward, I might not have opted to take on the joint office project. The other options I was considering involved death penalty litigation and public defender work. In retrospect, I’m very glad I decided to open the joint Brazil office for a number of reasons, not the least of which is that Brazil is where I met my wife and where my daughter was born.
Q: About five years after opening the joint HRW-CEJIL Office, you founded the Global Justice Center. Can you tell us what you did at the GJC? Why did you decide to open it? What made it different from the office you had opened before? What did you do to make sure it would continue to thrive after you left?
The idea of the Global Justice Center was to create a Brazilian human rights NGO with an international focus, rather than the Brazilian office of an international organization. In my time with HRW and CEJIL I came to see how U.S.- and European-based organizations dominated access to international fora, whether universal (UN bodies) or regional (those in the inter-American system of the OAS), and the international media. In part because of language (Portuguese is spoken only in Brazil in the Americas), the Brazilian human rights community was largely isolated and had very little access to international oversight mechanisms and international media. We created Global Justice to amplify the voices of Brazilian rights activists at the international level. To give you one example, in the mid- and late-1990s, HRW did not consider economic, social, and cultural (ESC) rights to be a core element of its mandate. So whenever I spoke to media sources on behalf of HRW to discuss the main or principal areas of rights abuse and concern in Brazil, I would reference civil and political rights only. Domestic rights activists, by contrast, saw ESC rights as essential to the human rights situation in Brazil. That made perfect sense in a country that had been ranked as the most unequal in terms of distribution of wealth. But HRW and Amnesty International wouldn’t address ESC rights issues, and HRW and Amnesty dominated access to the international community.
We set up Global Justice with one small grant and started working to train Brazilian activists to use international mechanisms. We developed seminars that we would hold throughout the country. And we brought in activists from around Brazil both to spend time with us at our office in Rio de Janeiro and to travel abroad to learn to use UN and OAS mechanisms. Global Justice has grown significantly, along with other internationally focused NGOs in Brazil. Today, Brazilian groups have much more access to international fora. They make much more and better use of oversight bodies and international media. And Global Justice, I think, has been central to that process. In many ways, Global Justice has become much more successful since I left. That’s something of which I am enormously proud. Global Justice’s success is due in large part to the good fortune that I had in being able to identify outstanding, committed rights activists and to bring them on board in the organization’s first years. These activists are now national leaders in Brazil and very well respected internationally. Global Justice is a Brazilian organization, with an international focus, run primarily by Brazilians but with a diverse, international staff, as it should be.
Q: Do you have any advice for students interested in pursuing human rights work? What about students who are interested in opening brand new offices, much like you did? What were the biggest challenges you faced, and how would you recommend overcoming them?
The advice that I give to students interested in pursuing human rights work is that they should do just that, work in human rights. It’s hard to get started, hard to find jobs or funding or fellowships, but if you’re persistent, things turn up. I encourage students to go somewhere that they might want to work and to be prepared to spend time there learning the ropes. Not a few weeks or months, but years. That’s what it takes. To be successful, you have to be part of the local human rights community, you have to understand the local culture, language, norms, and so forth. They say that all politics is local. Well, at some level, so is all human rights work. Or at least all good human rights work. It may have an international component, but it has to have the local component. And being effective locally is what separates good, grounded, and successful advocates from those who parachute in and expect instant results. So my advice for those who want to work in human rights, particularly if they want to set up some sort of organization or structure, is to be patient. To learn how things work. To engage local actors, to partner with them, to learn from them. To respect their agency. To be humble and not to impose themselves. And not to give in and do something else, like, say, work for a law firm just because it seems easier.
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Feb 1, 2011 | Profiles & Interviews
The following is an excerpt from the published interview with Jean-Claude Piris. To see the full interview, please click on the link to download the article above or below.
Q: Could you tell us more about the role and functions of the Legal Service of the Council?
The Council is composed of one minister per Member State and adopts legislative and other legal acts. The Council meets in different areas—such as foreign affairs, agriculture and fisheries, justice, and so forth—and of course, it needs lawyers. The European Council (composed of Prime Ministers and Heads of State) meets every three months and decides on the priorities of the EU—the main lines of policies to come. For this it needs a Legal Counsel. So I am doing this job and to help me I have about 300 people, and about half of them are lawyers from all twenty-seven member states. They are divided into directorates, working on external relations, justice and home affairs, economy and finance, agriculture and fisheries, the internal market, and so on and so forth. Half of my staff (150 people) are lawyers specialized in improving the quality of the law—and doing so in all languages. We have twenty-three official languages, and every version has an equal authentic value—so this directorate ensures that the law means the same thing in all languages.
. . .
Q: Please tell us a little bit about your new book, The Lisbon Treaty: Legal and Political Analysis.[1]You argue that the EU is not yet done developing, and that the EU is plagued by major imbalances. What are some of these imbalances that still remain to be tackled, especially after the Lisbon Treaty?
The major imbalance is of course the one the EU is working on now—President Van Rompuy, the Council of Ecofin (the Council of Economic and Financial Affairs) and the European Council—it is the crisis of the Euro and how we will get out of that. The EU is not a state and not a classic international organization, but we work like a state for the Euro—the Euro is managed in a federal way. We have a European Central Bank. That is the “M” (the monetary part of the Economic and Monetary Union), but the economic part (the “E” part), has been left to states. Of course, they have the democratic legitimacy, and they have the link between the voters and the decision-makers who make decisions on fiscal matters, tax matters, budget matters, and so forth. If the member states make mistakes (if they do have huge budget deficits and huge debts), the Euro has problems. That is exactly what happened.
A preliminary and provisional solution has been adopted, which is a provisional mechanism to help with money in case something happens. This mechanism is going to end in 2013 (it was provisional for 3 years). Mrs. Merkel said that she has a lot of difficulties to transform it into a permanent mechanism—political difficulties with the Bundestag, Bundesrat, and important legal difficulties with the German Constitutional Court. She is convinced that she will lose the case—that she will not be able to transform the provisional mechanism into a permanent mechanism because some people think it is against the Treaty. So what she is asking for is a modification of the Treaty in order to allow establishment of this mechanism as a permanent one.
Besides that, the task force presided by Mr. Van Rompuy, composed of all the ministers of Ecofin, and also Mr. [Jean-Claude] Trichet from the Central Bank have reached final conclusions,[2] and the Commission on this basis has proposed six legislative proposals for better economic governance that will be on the table of the Council and the Parliament. Some of them require co-decision while some of them require the simple opinion of the Parliament. We might adopt these proposals in 2011, but there is also that small change in the Treaty necessary for Germany, which will be very difficult to get. So that is one of the imbalances we have and the work is in progress to try and solve it.
We have other imbalances, for example we have not finished the internal market. People think that we have finished the internal market, but that is not true. In the matter of services, for example, we are far from it. But on that we have already a report from Professor [Mario] Monti, President of Bocconi University in Milan,[3] who was a member of the Commission in the past, and now we have a series of fifty Commission proposals to improve the situation.
I think we have other imbalances too. We have not done enough to harmonize tax legislation. That is very difficult because it is subject to unanimity—as a lot of things in the EU are—and now we are twenty-seven countries. We are not six countries anymore or even twelve like when I began—twelve that were very homogenous—now the twenty-seven Member States are very heterogeneous. Interests and needs are completely different. We have very poor countries like Romania and Bulgaria, which are not well advanced in economic terms, social terms, and in protecting the environment. It is very difficult for them (I’m not criticizing them because it is normal that they defend their interests) to accept an increase in the standards—it is impossible. So the Union has a huge impediment to acting in the world as it is today. The world today is globalized, is changing at the speed of light—look at China, and so on—changing faster than ever. So we have to adapt, we have to help our member states to adapt to these changes. Our member states are small—small surface areas, small populations, awful demographic conditions (the proportion between workers and non-workers is going to be worse and worse in the future), more immigration, with lots of problems that we have already and not enough innovation, not enough investment in structural reforms, not enough investment in research and development, not enough productivity improvement, not enough entrepreneurship. On all that the EU can help and improve governance of its member states, so we need the EU. But we need an EU which is able to decide quickly and make more decisions. And in the state we are in, with the rules we have, we are working in a slow manner, and in a non-ambitious manner. We cannot accommodate everybody with “one decision fits all.” A lot of decisions must be taken unanimously. So it takes a long time and we have very low degrees of ambition. So that is what I mean when I say that there are imbalances.
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[1] Jean-Claude Piris, The Lisbon Treaty: A Legal and Political Analysis (2010).
[2] Strengthening Economic Governance in the EU, Report of the Task Force to the European Council (Oct. 21, 2010), available at http://www.consilium.europa.eu/uedocs/cms_data/docs/pressdata/en/ec/117236.pdf.
[3] Mario Monti, A New Strategy for the Single Market, Report to the President of the European Commission (M ay 9, 2010), available at http://ec.europa.eu/bepa/pdf/monti_report_final_10_05_2010_en.pdf.
Nov 1, 2010 | Profiles & Interviews
The following is an excerpt from the published interview with Larry Johnson. To see the full interview, please click on the link to download the article above or below.
Q: What were the most rewarding aspects of your career in pursuing international law?
I have had 37 years of being a lawyer in United Nations (UN) organizations, including the UN itself, the International Atomic Energy Agency, and the International Criminal Tribunal for the former Yugoslavia (ICTY), so there have been some highlights throughout. Some of them were related to work in the UN Office of Legal Affairs, where we had to deal with the attempt of the U.S. government in 1988 to close the Palestine Liberation Organization (PLO) Mission. That got us involved with the federal district court, where the UN filed an amicus brief. It was a great mix of international law and U.S. constitutional law. The judge sided with us that Congress did not clearly intend to supersede the UN/U.S. Headquarters treaty by adopting a law closing all PLO offices in the United States, including the PLO Observer Mission to the UN. Going back to settled constitutional law doctrine, the judge ruled that as treaties and acts of Congress are both the supreme law of the land. If there is a conflict, whichever is later in time applies as long as it is absolutely clear that it is the intention of the later action, in this case an act of Congress, to supersede the treaty. In this case the judge found, as we had argued, that the requisite congressional intent to violate and supersede the treaty did not exist.
The other highlights were being involved in the creation of international criminal tribunals. The UN Legal Office prepared the statute for the International Criminal Tribunal for the former Yugoslavia, which was very challenging and exciting. We were in deep water because there wasn’t anything to draw on other than Nuremberg and the courts created in Germany by the Allied Powers after the Second World War. And we had 60 days to do it. A lot of it was just flipping a coin in making policy choices. We assumed that the statute would go through lots of negotiations and tinkering by the Security Council, but at the end of the day, for various reasons, the Council adopted it as it was. So after having begun what seemed to be a very theoretical, politically motivated, and time-consuming initiative, all of a sudden it was adopted “as is” and came to life.
The second tribunal, the International Criminal Tribunal for Rwanda (ICTR), was not done by the Secretariat, but rather by members of the Security Council. Following that tribunal and after I had left, the Legal Office was involved in the creation of the tribunals for Sierra Leone and Cambodia. I was back in the Office of Legal Affairs when we created the Special Tribunal for Lebanon. This is a whole different animal, because it does not have war crimes as its subject-matter jurisdiction. The Special Tribunal for Lebanon is applying the Lebanese domestic law concerning terrorism and bombings with regard to the assassination of the late Prime Minister Rafik Hariri.
Q: Critics of ad hoc tribunals such as those you have mentioned have highlighted that the international criminal tribunals prosecute too few people, that they cost too much money, and that the tribunals do not necessarily address the needs of those living in these countries. What are your responses to these critics and your views on the role of these tribunals?
On the number of indictees, actually, at the beginning of both the ICTY and the ICTR, the criticism was that they were indicting too many, and all of a sudden there were a lot of people who were being arrested or were turning themselves in. There were quite a few fugitives for a while, but in the end there are only two fugitives left for the ICTY. The Security Council, on the recommendation of the ICTY itself, said that the tribunals should limit themselves, not to every person who had committed serious violations of international humanitarian law, but to only the most senior who were responsible for the most serious crimes. So that way they began to shorten the list. And in fact some of those indictees, by procedures adopted in the ICTY, if they are middle or lower level perpetrators, can be back to local courts in the region, for example in Zagreb, Belgrade or Sarajevo, once the ICTY is satisfied that due process will be had, and that the trial will not be a sham or a kangaroo court. If the ICTY thinks that one of these domestic proceedings is not going well according to international standards of due process, it has the power to pull it back. In that way, they began to cull some of these indictees who would not be indicted today, but who were indicted in the early years when they could not get their hands on the big fish.
Later, for the tribunals for Sierra Leone and Cambodia, their mandates included that they were to try only the most senior people who had committed the most serious crimes. That’s why Sierra Leone had only a few indictees, around 10–12. And they are all done except for Charles Taylor, who’s being tried now. It’s the same with Cambodia, where there is a relatively small number of indictees because they wanted to get the top leadership.
Q: What do you think are the greatest legal barriers to the UN becoming a more effective institution?
Now you’re getting into UN law. In terms of being an effective organization—for what purpose? I suppose if you look at the primary objective of the UN Charter, which is to save succeeding generations from the scourge of war, you are talking about the ability of the UN to maintain international peace and security, which is primarily the function of the Security Council. Obviously there has been a lot written in the past 60 years about how the Security Council is or is not functioning, whether the veto should be revised or expanded to have new countries get the veto or at least new permanent membership—rumor has it that World War II is over—and that the Security Council is too political an institution. I’m not sure the veto is an objective legal obstacle, because if there wasn’t the veto, we would not have the organization we have today. Every member of the UN understood that and accepted the veto when they signed on to the Charter. Plus, if this “legal barrier” were removed, the Council could be adopting resolutions against the fundamental interests of the major Powers who would simply ignore the Council resolution, eroding its credibility over time. There could, as an alternative to the UN, perhaps be several organizations of like-minded states, but there would not be a universal organization. And there are high points, such as the actions leading up to the first Persian Gulf War against Iraq, when the organization actually began functioning exactly as its 1945 authors intended it to, with the five permanent members working together, meeting together, and then going to the whole Security Council. A lot of the members of the organization were not used to that and said, “What is this? The P5 are now uniting and dictating to us, imposing sanctions all over the place!” But in fact that’s what the organization was intended to be like. So the biggest obstacle is dealing with the feeling of many other countries that it’s not their organization, the Security Council is too powerful, and the permanent members are abusing their privileged position. You have to deal with that appearance or reality without tearing down the structure. It is trite but true to say the UN will work effectively when the political will is there of all members to make it work—that is not a legal barrier.
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Q: Critics of ad hoc tribunals such as those you have mentioned have highlighted that the international criminal tribunals prosecute too few people, that they cost too much money, and that the tribunals do not necessarily address the needs of those living in these countries. What are your responses to these critics and your views on the role of these tribunals?
On the number of indictees, actually, at the beginning of both the ICTY and the ICTR, the criticism was that they were indicting too many, and all of a sudden there were a lot of people who were being arrested or were turning themselves in. There were quite a few fugitives for a while, but in the end there are only two fugitives left for the ICTY. The Security Council, on the recommendation of the ICTY itself, said that the tribunals should limit themselves, not to every person who had committed serious violations of international humanitarian law, but to only the most senior who were responsible for the most serious crimes. So that way they began to shorten the list. And in fact some of those indictees, by procedures adopted in the ICTY, if they are middle or lower level perpetrators, can be back to local courts in the region, for example in Zagreb, Belgrade or Sarajevo, once the ICTY is satisfied that due process will be had, and that the trial will not be a sham or a kangaroo court. If the ICTY thinks that one of these domestic proceedings is not going well according to international standards of due process, it has the power to pull it back. In that way, they began to cull some of these indictees who would not be indicted today, but who were indicted in the early years when they could not get their hands on the big fish.
Later, for the tribunals for Sierra Leone and Cambodia, their mandates included that they were to try only the most senior people who had committed the most serious crimes. That’s why Sierra Leone had only a few indictees, around 10–12. And they are all done except for Charles Taylor, who’s being tried now. It’s the same with Cambodia, where there is a relatively small number of indictees because they wanted to get the top leadership.
Oct 4, 2010 | Profiles & Interviews
The following is an excerpt from the published interview with John Bellinger. To see the full interview, please click on the link to download the article above or below.*
Q: As you moved from law school to private practice and the government, what most surprised you about the practice of international law?
I was most surprised in government how little understanding of the importance of international law there is even at the highest levels of our own government in all three branches—the executive, particularly in congress, and even amongst the judiciary.
As I said earlier today, in other countries international law is something that is absolutely accepted. But in the United States amongst the population, and even in our government, at best there is not an understanding of the importance of international agreements or international tribunals, and at worst there is an active hostility—a belief that international law and international institutions are somehow undermining the sovereignty of the United States. So that was certainly a challenge for me when I was Legal Adviser.
Q: If you had the opportunity to be the Legal Adviser again, what, if anything, would you do differently?
This is an issue that I look back on. Every Legal Adviser essentially has to play the hand that is dealt to him. You don’t really get to pick and choose that much because you are the lawyer to the Secretary of State and for the rest of the administration.
I ended up spending a disproportionate amount of my time on post-9/11 terrorism issues—detention in Guantanamo and various other things—which were important to discuss with our allies. But it was not always terribly enjoyable work to have to go and explain controversial policies to audiences that were very hostile toward those policies, and I sometimes wonder whether, had I spent less time on those issues, I could have spent more time picking other interesting treaty issues and traveling to other places to work out international disputes.
And it was certainly at some personal cost to myself, because I had to be the face of some of these unpopular issues. So I do look back and wonder whether I should have spent so much time on all of those issues. But I felt that it was important to explain issues that other countries didn’t understand even if I didn’t necessarily agree with our own policies.
Q: Speaking of international institutions, Joan Donoghue was sworn on September 13, 2010 as a Judge of the International Court of Justice. After there has been all this attention last summer for the selection of a new Supreme Court Justice, what was it like being on the nominating committee for an international judge?
Well this was very exciting, I kept telling members of the press that they needed to write one fewer article about my Harvard Law School classmate, Elena Kagan, of whom I am very fond and very proud, and write at least one article about the fact that we were putting the first American woman on the International Court of Justice.
This is exciting! Judge Tom Buergenthal who had served for nearly ten years resigned this summer. The appointments to the International Court of Justice are made not by governments but based on nominations made by the U.S. “National Group,” which comprises the four members of each country in the Permanent Court of Arbitration. So in our case the national group consists of Harold Koh (the Legal Adviser), me, David Andrews (former Legal Adviser to Clinton), and Steve Schwebel (who used to be the president of the International Court of Justice).
So we had to have all four of us to agree to—or at least to have a majority to support—a candidate. We had a number of well qualified candidates to consider, and all of those were people very knowledgeable about international law. We wanted to put the best candidate that we possibly could on the Court. The person we agreed on was Joan Donoghue, who had been a long standing member of the Legal Adviser’s Office. She left to go to the private sector and I had brought her back in to be my principal deputy—so I was very fond of Joan. There was a long interregnum while Harold’s confirmation was being debated when Joan was the acting Legal Adviser so she got to know the Secretary of State quite well. Harold had spent nearly a year with her and became very impressed with her. And we did not actually have, in the end, disagreement about who the candidate ought to be, but this was someone who we could agree on —an indisputably well qualified international lawyer who had served in the administrations of both parties, and whom the National Group consisting of people who had served in both governments agreed on. And this was an exciting appointment, which I wish had gotten greater public attention.
Q: What is your opinion on the ICJ’s Kosovo decision? How do you resolve the tension between self-determination and international law or do you feel there is no tension?
The Kosovo case was also very exciting. I was heavily involved in the Kosovo independence issue. Harold Koh ultimately argued the advisory opinion case before the International Court of Justice, but the Bush Administration had worked very closely with the Kosovars—first trying to hold back from unilaterally declaring independence prematurely to avoid bloodshed, but essentially to have a balanced approach to the issue.
I was surprised at how favorable the International Court of Justice decision was towards Kosovo. I fully expected that the International Court of Justice would rule that the independence was legal; I could not have imagined that they would somehow try to “put the toothpaste back in the tube.” But I was also equally confident that there would be some kind of loose language about self-determination, declarations of independence, or UN Security Council Resolution 1244 that would be unhelpful in some way. And instead it was an excellent opinion that really tracked the arguments that had been made by the United States and others. So I was surprised at how well the opinion turned out.
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Q: As you moved from law school to private practice and the government, what most surprised you about the practice of international law?
I was most surprised in government how little understanding of the importance of international law there is even at the highest levels of our own government in all three branches—the executive, particularly in congress, and even amongst the judiciary.
As I said earlier today, in other countries international law is something that is absolutely accepted. But in the United States amongst the population, and even in our government, at best there is not an understanding of the importance of international agreements or international tribunals, and at worst there is an active hostility—a belief that international law and international institutions are somehow undermining the sovereignty of the United States. So that was certainly a challenge for me when I was Legal Adviser.
Q: If you had the opportunity to be the Legal Adviser again, what, if anything, would you do differently?
This is an issue that I look back on. Every Legal Adviser essentially has to play the hand that is dealt to him. You don’t really get to pick and choose that much because you are the lawyer to the Secretary of State and for the rest of the administration.
I ended up spending a disproportionate amount of my time on post-9/11 terrorism issues—detention in Guantanamo and various other things—which were important to discuss with our allies. But it was not always terribly enjoyable work to have to go and explain controversial policies to audiences that were very hostile toward them, and I sometimes wonder whether, had I spent less time on those issues, then I could have spent more time picking other interesting treaty issues, traveling to other places to work out international disputes.
And it was certainly at some personal cost to myself, because I had to be the face of some of these unpopular issues. So I do look back and wonder whether I should have spent so much time on all of those issues. But I felt that it was important to explain issues that other countries didn’t understand even if I didn’t necessarily agree with our own policies.
Q: Speaking of international institutions, Joan Donoghue was sworn on September 13, 2010 as a Judge of the International Court of Justice. After there has been all this attention last summer for the selection of a new Supreme Court Justice, what was it like being on the nominating committee for an international judge?
Well this was very exciting, I kept telling members of the press that they needed to write one fewer article about my Harvard Law School classmate, Elena Kagan, of whom I am very fond and very proud, and write at least one article about the fact that we were putting the first American woman on the International Court of Justice.
This is exciting! Judge Tom Buergenthal who had served for nearly ten years resigned this summer. The appointments to the International Court of Justice are made not by governments but based on nominations made by the U.S. “National Group,” which comprises the four members of each country in the Permanent Court of Arbitration. So in our case the national group consists of Harold Koh (the Legal Adviser), me, David Andrews (former Legal Adviser to Clinton), and Steve Schwebel (who used to be the president of the International Court of Justice).
So we had to have all four of us to agree to—or at least to have a majority to support—a candidate. We had a number of well qualified candidates to consider, and all of those were people very knowledgeable about international law. We wanted to put the best candidate that we possibly could on the Court. The person we agreed on was Joan Donoghue, who had been a long standing member of the Legal Adviser’s Office. She left to go to the private sector and I had brought her back in to be my principal deputy—so I was very fond of Joan. There was a long interregnum while Harold’s confirmation was being debated when Joan was the acting Legal Adviser so she got to know the Secretary of State quite well. Harold had spent nearly a year with her and became very impressed with her. And we did not actually have, in the end, disagreement about who the candidate ought to be, but this was someone who we could agree on —an indisputably well qualified international lawyer who had served in the administrations of both parties, and whom the National Group consisting of people who had served in both governments agreed on. And this was an exciting appointment, which I wish had gotten greater public attention.
Q: What is your opinion on the ICJ’s Kosovo decision? How do you resolve the tension between self-determination and international law or do you feel there is no tension?
The Kosovo case was also very exciting. I was heavily involved in the Kosovo independence issue. Harold Koh ultimately argued the advisory opinion case before the International Court of Justice, but the Bush Administration had worked very closely with the Kosovars—first trying to hold back from unilaterally declaring independence prematurely to avoid bloodshed, but essentially to have a balanced approach to the issue.
I was surprised at how favorable the International Court of Justice decision was towards Kosovo. I fully expected that the International Court of Justice would rule that the independence was legal; I could not
Q: As you moved from law school to private practice and the government, what most surprised you about the practice of international law?
I was most surprised in government how little understanding of the importance of international law there is even at the highest levels of our own government in all three branches—the executive, particularly in congress, and even amongst the judiciary.
As I said earlier today, in other countries international law is something that is absolutely accepted. But in the United States amongst the population, and even in our government, at best there is not an understanding of the importance of international agreements or international tribunals, and at worst there is an active hostility—a belief that international law and international institutions are somehow undermining the sovereignty of the United States. So that was certainly a challenge for me when I was Legal Adviser.
Q: If you had the opportunity to be the Legal Adviser again, what, if anything, would you do differently?
This is an issue that I look back on. Every Legal Adviser essentially has to play the hand that is dealt to him. You don’t really get to pick and choose that much because you are the lawyer to the Secretary of State and for the rest of the administration.
I ended up spending a disproportionate amount of my time on post-9/11 terrorism issues—detention in Guantanamo and various other things—which were important to discuss with our allies. But it was not always terribly enjoyable work to have to go and explain controversial policies to audiences that were very hostile toward them, and I sometimes wonder whether, had I spent less time on those issues, then I could have spent more time picking other interesting treaty issues, traveling to other places to work out international disputes.
And it was certainly at some personal cost to myself, because I had to be the face of some of these unpopular issues. So I do look back and wonder whether I should have spent so much time on all of those issues. But I felt that it was important to explain issues that other countries didn’t understand even if I didn’t necessarily agree with our own policies.
Q: Speaking of international institutions, Joan Donoghue was sworn on September 13, 2010 as a Judge of the International Court of Justice. After there has been all this attention last summer for the selection of a new Supreme Court Justice, what was it like being on the nominating committee for an international judge?
Well this was very exciting, I kept telling members of the press that they needed to write one fewer article about my Harvard Law School classmate, Elena Kagan, of whom I am very fond and very proud, and write at least one article about the fact that we were putting the first American woman on the International Court of Justice.
This is exciting! Judge Tom Buergenthal who had served for nearly ten years resigned this summer. The appointments to the International Court of Justice are made not by governments but based on nominations made by the U.S. “National Group,” which comprises the four members of each country in the Permanent Court of Arbitration. So in our case the national group consists of Harold Koh (the Legal Adviser), me, David Andrews (former Legal Adviser to Clinton), and Steve Schwebel (who used to be the president of the International Court of Justice).
So we had to have all four of us to agree to—or at least to have a majority to support—a candidate. We had a number of well qualified candidates to consider, and all of those were people very knowledgeable about international law. We wanted to put the best candidate that we possibly could on the Court. The person we agreed on was Joan Donoghue, who had been a long standing member of the Legal Adviser’s Office. She left to go to the private sector and I had brought her back in to be my principal deputy—so I was very fond of Joan. There was a long interregnum while Harold’s confirmation was being debated when Joan was the acting Legal Adviser so she got to know the Secretary of State quite well. Harold had spent nearly a year with her and became very impressed with her. And we did not actually have, in the end, disagreement about who the candidate ought to be, but this was someone who we could agree on —an indisputably well qualified international lawyer who had served in the administrations of both parties, and whom the National Group consisting of people who had served in both governments agreed on. And this was an exciting appointment, which I wish had gotten greater public attention.
Q: What is your opinion on the ICJ’s Kosovo decision? How do you resolve the tension between self-determination and international law or do you feel there is no tension?
The Kosovo case was also very exciting. I was heavily involved in the Kosovo independence issue. Harold Koh ultimately argued the advisory opinion case before the International Court of Justice, but the Bush Administration had worked very closely with the Kosovars—first trying to hold back from unilaterally declaring independence prematurely to avoid bloodshed, but essentially to have a balanced approach to the issue.
I was surprised at how favorable the International Court of Justice decision was towards Kosovo. I fully expected that the International Court of Justice would rule that the independence was legal; I could not have imagined that they would somehow try to “put the toothpaste back in the tube.” But I was also equally confident that there would be some kind of loose language about self-determination, declarations of independence, or UN Security Council Resolution 1244 that would be unhelpful in some way. And instead it was an excellent opinion that really tracked the arguments that had been made by the United States and others. So I was surprised at how well the opinion turned out.
have imagined that they would somehow try to “put the toothpaste back in the tube.” But I was also equally confident that there would be some kind of loose language about self-determination, declarations of independence, or UN Security Council Resolution 1244 that would be unhelpful in some way. And instead it was an excellent opinion that really tracked the arguments that had been made by the United States and others. So I was surprised at how well the opinion turned out.
Sep 10, 2010 | Profiles & Interviews
Introduction
In this interview, Martha Minow (Jeremaih Smith, Jr. Professor and Dean of Harvard Law School) discusses her work with several international human rights organizations, her recently published book about Brown v. Board of Education’s underappreciated influence outside the United States, and her take on the merits of arguments debating whether U.S. courts should consider foreign and international law.
This is the inaugural edition of the Harvard International Law Journal Online’s new interview series, “Profiles,” which will publish interviews with influential international law practitioners and scholars. Many thanks to Dean Minow and her assistant, Kristin Flower, for making this interview possible.
Q: How did you become involved in international and comparative law issues?
Based on longstanding concerns about genocide and crimes against humanity, I started working in the early 1990s with a wonderful NGO, Facing History and Ourselves, which teaches teachers and communities about how individuals can stand up against hatred, and can learn from history about courage and civic responsibility in the face of bigotry and intolerance. After I directed a year of study with Facing History’s founder, Margot Strom, culminating in an international conference comparing international criminal law, truth commissions, and reparations as responses to mass violence, I wrote a book, Between Vengeance and Forgiveness: Facing History After Genocide and Mass Violence (1998), which received the American Society of International Law Certificate of Merit. Much of my subsequent work can be linked directly to this project.
Q: Was this book linked to your involvement with the International Independent Commission on Kosovo and the United Nations High Commission for Refugees?
Absolutely. Justice Richard Goldstone, who at the time was serving on South Africa’s Constitutional Court after his work as the first prosecutor at the International Criminal Tribunals for the Former Yugoslavia and Rwanda, invited me in 1999 to serve on a commission sponsored by the government of Sweden to analyze and assess options available to the international community before, during, and after the Kosovo crisis in the 1990s. This is how I became involved with the International Independent Commission on Kosovo. Justice Goldstone had written a foreword to my book, although we had not yet met. I worked with the Commission to produce our report on the origins of the Kosovo crisis, the diplomatic efforts to end the conflict, the role of the United Nations, NATO’s military intervention, the decision to intervene militarily, the resulting refugee crisis including the responses of the international community to resolve the crisis, and the norms of international law and diplomacy brought to the fore by the Kosovo war relevant to the situation there and to Kosovo’s future status. Our commission members, from around the world, worked hard and devised a thoughtful analysis which has contributed to international debates—although the subsequent events of September 11, 2001, significantly reshaped those debates.
On another day in 1999, I received a phone call from Madam Sadako Ogata who was serving as the UN High Commissioner for Refugees; she said she had read my book and though I could help her deal with refugee crises following mass conflict. I wasn’t sure I could help, but our conversation led to a fascinating project for the agency that we dubbed “Imagine Co-Existence,” which supported pilot initiatives promoting joint economic, social, and problem-solving efforts in the former Yugoslavia and Rwanda, and which produced guidelines to reduce the risk that refugee aid itself could exacerbate intergroup conflicts. Interdisciplinary research growing from this work is collected in the book I co-edited with Antonia Chayes, Imagine Co-existence: Restoring Humanity After Violent Ethnic Conflict (2003), and the Program on Negotiation at Harvard Law School was a terrific support for this work.
Q: How did your work on the Imagine Co-Existence project relate to your work on school desegregation in the United States?
The root of both lines of my work grows from the concern that degradation and demonizing of individuals due to their group identity lies at the core of gross human rights violations, intergroup violence, and brutal denials of life chances for so many individuals. I have worked on school integration issues since the 1970s, when I conducted research into Boston’s court-ordered desegregation plan which had occasioned real and violent opposition. I found fascinating convergences between the racial desegregation challenges and the insights of psychologists, sociologists, philosophers, and field-based aid workers in the Imagine Co-Existence project. In both contexts, I learned that prospects for overcoming intergroup hatred or bigotry improve where people from different groups work alongside one another on shared projects of mutual benefit.
Q: You recently wrote a book about Brown v. Board of Education. Could you briefly describe that book?
I returned to issues of U.S. schools to find that the 50th anniversary of Brown v. Board of Education gave rise to many statements of disappointment and criticism over the continuing and in some ways worsening separation of school children by race in American schools. I argue that the landmark decision had more success—during the brief time when it was emphatically enforced by the courts and the Department of Justice—in overcoming racial separation, but perhaps its more enduring legacy is the inspiration for social movements to overcome discrimination and exclusion along lines of race, ethnicity, religion, disability, gender, socio-economic status, immigration status, language and sexual orientation—in this country and elsewhere. The rise of the school choice movement, with vouchers and charter schools, enable new forms of self-separation by, inter alia, language, gender, disability, and gender. The book traces social science evidence of the benefits of social integration and the costs of social separation in terms of academic achievement, team-based problem-solving, political stability, and individual flourishing.
Q: You also discuss Brown v. Board of Education in your article, The Controversial Status of International and Comparative Law in the United States, which was recently published by Harvard ILJ Online. Can you give us some background about the article and how it relates to Brown?
The article centrally addresses the recent controversy among judges and elected officials over whether and how judges in the United States should consult or refer to international and comparative legal sources. The article steps back from the controversy to ask why it has emerged and what is at stake, and in the course of discussing the stakes, it considers how Brown has offered an example of U.S. jurisprudence carrying influence in many parts of the world, even as it was influenced by contemporaneous concerns about how racial segregation affected the foreign policy and world standing of the United States. This is a topic I explore more fully in my book.
Q: How would you summarize your new article?
I ask what might be the concerns of people who oppose the use of international and comparative legal sources by U.S. courts and suggest three potential worries:
1) That the United States risks being taken over or losing its identity if it engages with others;
2) That because the United States is exceptional as the last superpower, it faces politically motivated attacks in the use of international law; and
3) That the ambiguity and amorphous quality of “customary international law” in particular poses risks of uncertain and politically motivated application.
The article responds to these concerns by explaining that:
1) Judges in the United States can entertain arguments from international and comparative sources without mindlessly conforming to them, and in fact, consideration of non-U.S. sources can help clarify unique values and features of legal and political commitments in the United States;
2) The law of the United States—which requires Presidential and Congressional authorization before a treaty becomes binding—directs judges in this country to refer to international law where they are part of U.S. law, and protects the United States from coercion under international law where it is not part of U.S. law; and
3) The risk of customary international law overriding domestic law did grow when federal courts opened the door to using customary international law, but the U.S. Supreme Court has clearly restricted applicable norms to “traditions and understanding in this country in 1789,” and thus forecloses application of amorphous or changing standards announced elsewhere.
Finally, the article argues that outside of judicial action, the United States may learn from consulting international and comparative experiences, with the examples of soft law and the institutional design of the International Criminal Court’s reliance on complementarity offering tools of potential use in law reform in the United States. The experience that the United States has had with the international reception of Brown should be a source of pride in our own experience with comparative and international repercussions—and a good reminder of the foreign relations perspective that influenced domestic advocacy in that case.
Q: One could argue that Brown’s influence is a testament to American exceptionalism—that the U.S. court system is superior to others and this supplies no basis to suggest we should look to others for models or advice. When Brown was decided, few other countries had a civil rights movement. To hope that other nations learn from the United States bears no further implication that the United States should learn from other countries. How would you respond to that argument?
Well, there really are three concerns raised here.
One is the suggestion that the U.S. judiciary is superior to others and hence comparisons with other systems are irrelevant. The curious element of this claim is its historicity: our court system drew directly on the British system and some other systems as well. In addition, the authors of the Declaration of Independence and framers of the Constitution explicitly referred to the opinion of the world and the law of nations.
The second concern is whether the role of a social movement, like the civil rights movement, is unique to the United States, rendering the reference to Brown irrelevant. The language of civil rights has been deployed by social reformers in Germany since the mid-19th century to argue against the oppression of same-sex sexual relationships. As unique as has been the struggle for freedom for African-Americans in the United States, the antebellum abolition movement was global, reaching success in England before it did in the United States. History tells us that the U.S. civil rights movement was itself deeply connected with liberation and anti-colonial movements around the world; moreover, it was concern about the standing of the United States in the world that led the State Department to urge the Eisenhower administration to support the plaintiffs in Brown.
Finally, the argument that the learning can and should flow only from the United States to other countries and not the other way around seems a curiously insecure view; if our practices are better, we can confirm that by comparing them with others. Where we have different values and traditions, we strengthen them by affirming them in the face of comparison, and where we have common problems and traditions, we can learn from how others proceed. I don’t see why we should be threatened by the possibility of learning about others.
Q: Would you feel differently about the propriety of the Supreme Court considering international consensus in 8th Amendment cruel and unusual punishment analysis if the rest of the world condoned the death penalty more than did the United States, say, if every country permitted the execution of mentally retarded defendants, which the Supreme court prohibited in Atkins v. Virginia in 2002?
The 8th Amendment to our Constitution is unique in directing assessment of what is unusual, and that arguably summons—pursuant to U.S. law—a canvassing of laws elsewhere—and surely that would be the same whatever the laws elsewhere are. No other part of our Constitution does this, and the consultation of legal rules and practices elsewhere proceeds not on this textual ground within U.S. law but instead as a source, like a treatise, that simply may offer insight.
Q: You claim in your article that we should not worry too much about U.S. judges considering international and foreign laws because judges can entertain other viewpoints without conforming to them. That claim conflicts somewhat with the prevailing theories of social psychology, which contend that social forces in general, and consensus among peers in particular, can have very powerful influences on people, and can in fact effectuate de facto conformity (see, for example, the Asch conformity experiments). How would you respond to that argument?
Assuming that the analogy between the judicial process of reading sources and the lab experiments among small groups of people performing a very simple task has merit, there are few if any instances in which the comparative and international sources will all align in a consensus contrary to the United States. But I also wonder whether the analogy works. Judges engage in a process of assessing arguments presented by competing advocates, which by definition prevents the kind of surrounding of uniform, conforming views; judges engage in a process of reasoned elaboration and presentation of their reasons which in turn are subject to challenge and review. None of these features matches the conformity experiments.
Q: Do international or comparative sources figure in your teaching?
Over the course of my 30 years of teaching at Harvard Law School, I have by necessity become far more aware of comparative and international materials. You can’t teach Civil Procedure today without addressing issues of extraterritoriality in jurisdiction and comparative issues in choice of law. Constitutional Law is much enriched through comparative materials. I also have been teaching a course on the International Criminal Court. And over that period of time, the level of student interest in comparative and international issues has skyrocketed, as has student experiences abroad both before and during law school.
Q: What advice do you have for students and young lawyers when it comes to international and comparative law?
Read widely, follow your curiosity, and work on being the best lawyer you can be.
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