Posted by JLPP on Apr 21, 2025 in Per Curiam

Originalism as an Empty Signifier
Or Bassok*
Introduction
In her articles Memory Games: Dobbs’s Originalism as Anti-Democratic Living Constitutionalism—and Some Pathways for Resistance[1] and The “Levels of Generality” Game, or “History and Tradition” as the Right’s Living Constitution,[2] Reva Siegel concludes that originalism has been used as doublespeak.[3] Originalism purports to be a genuine interpretative method that offers to decipher the meaning of the constitutional text based on the meaning ascribed to the constitutional text by the public at the time of the Constitution’s promulgation.[4] In this manner, it aims to ensure that interpreting the Constitution would not reflect the judges’ political views.[5] Rather, the judge is to be constrained by the fixed meaning of the Constitution.[6] Yet, Siegel argues that in practice, and especially in Dobbs, originalism is used to insert the conservative ideology into constitutional law.[7] According to Siegel, this function of originalism as a conduit pipe for inserting the vision of American identity conservatives hold is known to members of the Republican Party.[8] Hence, the doublespeak function of originalism.[9] On the surface, the concept of originalism seems to communicate a certain interpretative methodology that aims to constrain judicial discretion and create a separation between law and politics.[10] Beneath the surface, it is a mechanism for conservative lawyers to insert the will of the conservative movement into constitutional law without going through the process of legislation or constitutional amendment.[11] The brand “originalism” covers up the true meaning of the concept that is different from what the word “originalism” purports to convey.[12] While Siegel does not use the term doublespeak, she exposes originalism’s dual function.[13]
Siegel admits that “Dobbs does not employ the methods of academic originalists”[14] as it speaks disingenuously of history and tradition. Yet, she argues that Dobbs is an originalist judgment because it achieves one of the chief goals of the conservative movement: overruling Roe v. Wade.[15] Siegel argues that over the years, originalist rhetoric allowed originalists to interpret the Constitution to achieve the objectives of the conservative movement of here and now rather than binding judges to the dead hand of the past as originalism proclaims to do.[16] However, in Dobbs, even the attempt to use history and tradition as part of originalist rhetoric failed. Alito’s majority judgment could not hide that history and tradition did not serve to constrain the Justices. Instead, according to Siegel, the rhetoric about history and tradition enabled the majority in Dobbs to insert their vision of American identity. She writes that “the Justices in the Dobbs majority have turned to history and traditions to express—not to constrain—their moral views.”[17] For this reason, while originalism was not explicitly invoked in Dobbs, in Siegel’s view, it is an originalist judgment because the vision of American identity that originalists hold was again inserted into constitutional law.
In criticizing Siegel’s thesis, I raise two arguments. Before elaborating on them in detail, allow me to summarize them. First, Siegel is correct that jurists use originalism to inject their preferred way of life into constitutional interpretation. In a previous article, I used the term “identity originalists” to discuss this type of originalists because they use originalism to promote a certain vision of American identity.[18] I argued that as long as the Supreme Court has a central role in determining the meaning of the Constitution in issues that affect American identity, every interpretative theory would offer a particular roadmap to American identity.[19] For this reason, even if Siegel is correct that in Dobbs, Alito attempted to insert the conservative identity-agenda, her conjecture that such injection means he used originalism is flawed. Injecting the identity-agenda of the conservative movement through an interpretative methodology does not mean that the methodology was necessarily originalism. Other interpretative theories also enable inserting the conservative movement’s agenda. Yet, identity originalists are committed not merely to a certain vision of American original identity but also to an originalist methodology or roadmap leading to such identity. If the methodology was not originalist, the judgment is not an identity-originalist ruling.
Second, I argue that much of Siegel’s criticism of the Dobbs majority judgment suffers from a difficulty that she has had a significant role in creating. In her work on democratic constitutionalism, Siegel has promoted the idea that the Constitution has been amended outside of the Article V procedure and that this way of changing constitutional law is proper.[20] Siegel’s work is part of a larger school of thought in American constitutional law—known as the New Haven School[21]—that promotes the idea of informal constitutional amendments. The gist of this idea of constitutional amendments outside of Article V is that even if a social movement cannot bring a change in the law through the proper procedure of amending the Constitution, and even if it fails to convince the Court using tools of constitutional reason, a social movement may still achieve a constitutional change based on public support for their agenda. This re-conceptualization of constitutional law was aimed to answer the difficulty in amending the Constitution,[22] but it created a problem of giving priority to the public will over reason. Rather than limiting the paths for overruling the Court’s constitutional interpretations to formal constitutional amendments or convincing constitutional reasoning, according to the New Haven School, social movements can change constitutional law by mere strength of public support.
Siegel’s conceptualization of what happened in Dobbs follows the path offered by the New Haven School. Siegel explains that beyond all the rhetoric, in Dobbs, the will of a conservative political movement was adopted in a judicial decision that is supposed to be controlled by constitutional reason. According to Siegel, in Dobbs, constitutional arguments succeeded not based on their legal merit but based on their power in the political arena.[23] She is dismayed that the conservatives in Dobbs were allowed to break the border between law and politics and essentially amend the Constitution outside of the Article V procedure.[24] Yet, this entire line of argument contradicts her re-conceptualization of constitutional law in earlier work as allowing precisely this type of constitutional change.
By allowing public will to change the Constitution without the constraints of constitutional reason, the New Haven School has eroded the ability to criticize constitutional changes based on constitutional reason. After years of eroding the distinction between law and politics in order to allow social movements to amend the Constitution outside the formal amendment process, Siegel argues that originalists should adhere to the border between law and politics. A scholar who believes social movements may amend the constitution without complying either with the formal rules of constitutional amendment or with constitutional reason as developed by courts needs to explain why, in Dobbs, the law/politics distinction is suddenly resurrected to the point that the Dobbs reasoning is criticized as lacking doctrinal plausibility. Lacking such an explanation, Siegel’s two articles on Dobbs reveal once more the dead-end that the New Haven School of Constitutional Law has reached.[25]
Siegel’s response to Dobbs is to use originalism to insert silenced voices into constitutional interpretation, thus adhering to the use of originalism as doublespeak and further contaminating the meaning of this signifier until it becomes an empty signifier. As I will explain below, taking this path would be a mistake as it would deepen the corruption of constitutional law as a language of expertise and leave progressives with even fewer legal resources to criticize the Court.[26] At the same time, such an approach capitulates to the idea that the Founding Era’s identity vision is the correct path to current American identity.
I. Identity Originalism
In criticizing Dobbs for failing to adhere to the originalist method of interpretation, Siegel diagnoses that there are different types of originalism.[27] For her, true or pure originalists are those who believe that the best interpretative scheme for deciphering the American Constitution as a legal-constitutional text is to detect the original understanding of the text.[28] However, Siegal identifies another group of people who use the brand of originalism to inject their conservative vision of American identity into constitutional interpretation.[29] In a previous article, I called these originalists “identity originalists.”[30] Following Josh Hammer, Siegel titles this group “common good originalism.”[31]
Identity originalism is based on three principles. First, the Constitution is central to American identity. Second, constitutional law, as discussed by lawyers and judges, should be central in defining, or at least articulating, American constitutional identity. Making the language of constitutional law, as discussed by lawyers, detrimental to American identity is not trivial. One can accept that the Constitution is central to American identity and yet maintain that public discourse on the Constitution—rather than the legal discourse in courts—should dominate the understanding of the Constitution in its function as the focal point of American identity.[32] Yet, for identity originalists, the Justices serve as the “keepers of the covenant” that constituted American identity.[33]
The third principle all identity originalists share is viewing the originalist interpretative scheme as a roadmap to a vision of American identity that is in some substantial way connected to American identity during the Founding Era. Identity originalists believe that while this original identity was amended over the years, there must be a thread connecting it to the current American identity. In other words, America’s original identity must have a substantive bearing on its current constitutional identity.
According to identity originalists, Americans should be bound to their original covenant, to their original self, as it was expressed in the act of founding and later founding moments such as the constitutional amendments following the Civil War. For identity originalists, originalism is an interpretative scheme committed to preserving a thread of identity stretching from the days of the Founders to the present. What makes identity originalism a type of originalism is precisely this commitment to “fixation” of the founding act as a stable identity-constant constraining constitutional interpretation even amid changes.[34]
Identity originalists do not deny that, over the years, American original identity went through significant changes. Many features of the American original constitutional identity have vanished, and for a good reason—for example, slavery and other forms of inequality.[35] However, they insist that, as a legal matter, Americans must preserve a link to the identity of the founding generation. If the Constitution is “a covenant running from the first generation of Americans to us and then to future generations,”[36] identity originalists believe that a thread of identity from the framers to our times must be guarded.[37] In their vision, by using the originalist interpretative scheme, the Court ensures that the core features that connect contemporary America to the time of its founding are maintained.[38]
Purist originalists deny the identity function of originalism as it pertains to the legal discourse. In their view, constitutional law functions as “pure” law with no aspiration to function as a focal point of American identity.[39] Purists may accept that outside the legal discourse, the Constitution is central to American identity. But in their view, constitutional law functions as a language of expertise and not as an identity manifesto.[40] For pure originalists, originalism’s merit lies precisely in its value as a technique of legal interpretation that resembles legal techniques used to interpret non-constitutional legal sources.[41] Requiring judges to construct American identity through their judgments is antithetical to this view. In this spirit, Larry Solum wrote in response to my claim that identity originalism exists in constitutional law that he doubts whether “‘identity originalism’ exists as an approach to constitutional interpretation (as opposed to a motivation for originalist approaches).”[42] However, he agreed that “some appeals to original meaning (especially outside the academy) are entwined with the narrative and identity functions of the Constitution and the framing era.”[43]
Siegel does a good job of rebutting Solum’s argument. While she agrees that, at first, identity originalism was not common among legal academics,[44] she recognizes that currently, “there are large numbers of originalists in the academy, in politics, and on the bench who are identified with the conservative legal movement that . . . understands itself as having an identity and telos—a ‘substantive moral constitutionalism’ to borrow Professor Vermeule’s term.”[45] Siegel further writes on how originalism has been used to defend a “way of life—let’s call it family values traditionalism . . . .”[46] She argues that the majority Justices in Dobbs essentially adopted identity originalism in turning to history and tradition to express and project “a family-values agenda into nineteenth-century legal materials.”[47] She explains that “[t]his is surely not the original public meaning originalism that academic originalists practice, but it is a species of family-values traditionalism that movement originalists have practiced since the Reagan era.”[48] According to Siegel, the goal of the majority opinion in Dobbs is constructing a history that current conservative Americans can identify with.[49]
However, Siegel views identity originalism as a sham legal technique. First, according to Siegel, originalism’s “reason of being” is constraining judges by ensuring that their interpretative determinations are not decided according to their own values but according to the founding generation’s understanding.[50] Yet Siegel argues that in the hands of the conservative Justices, originalism is used to advance their identity vision rather than to dictate the correct interpretation according to the originalist methodology.[51] In this manner, originalism does not constrain discretion as it promises to do. Rather, in allowing the injection of the conservative movement’s identity values into constitutional interpretation, originalism leads to radical changes in constitutional law—such as the one in Dobbs—that are contrary to the incremental way Burkean conservatism dictates.[52]
Yet, here, Siegel disregards a different connection between identity originalism and conservatism. Identity originalism is a conservative agenda in the sense that it aims to conserve a thread of American identity that is preserved by the original meaning of the Constitution. Conservative in terms of identity does not imply conservative in terms of judicial restraint and incremental slow change. If identity originalists believe that America has strayed away from its original identity, their call for fidelity is an argument for change, not stasis.[53] Yet, they still proclaim to restore and conserve the original identity rather than reform it.
The second reason that Siegel argues that identity originalism is not true originalism is the different methodology used compared to the one used by pure originalists. According to Siegel, identity originalists are not committed to the originalist methodology of deciphering the meaning of the Constitution using its original understanding.[54] Rather, they are committed to their vision of America’s original identity. Siegel detects a tension in identity originalism between commitment to originalism as an interpretative methodology that serves to connect current America to its original identity and the commitment to American original identity. Identity originalists’ goal is not only a correct interpretation in terms of linguistic original meaning but also an interpretation adhering to an original understanding of American identity as captured by the Constitution. As a result, a question arises: which of these commitments supersedes? If originalism is a roadmap to a certain vision of American identity, may the destination dictate the road, or does the road dictate the destination? Siegel is correct that there is a danger that the commitment to the fixation of American original identity would provide the answers to questions of how to interpret constitutional law and thus make originalism a mere sham tool for achieving a certain vision of American identity.
In Siegel’s view, Dobbs is an example of a judgment that was corrupted by the commitment to a certain vision of America’s original identity which overpowered originalism as an interpretative methodology. This is Siegel’s “originalism as living constitutionalism” argument, according to which, under the guise of originalism, Alito inserted the developing (“living”) values of conservative identity.[55] According to Siegel, the original American identity may have been the destination but the interpretative roadmap was living constitutionalism. In her view, the originalist identity function of the Constitution led Alito to reject the correct originalist interpretation of the Constitution. Originalism did not serve as the roadmap to America’s original identity. Instead, according to Siegel, only by using living constitutionalism as the interpretative roadmap, could Alito incorporate the evolving identity-vision of the Republican Party into constitutional interpretation. For this reason, she writes “[t]he conservative Justices are living constitutionalists, too.”[56]
In my view, Siegel’s branding of Alito’s majority opinion in Dobbs as driven by an identity vision is baffling. Alito’s opinion does not directly address the Constitution’s effect on American identity. His attempt to downplay the Court’s role in determining American identity becomes especially clear in comparison to the dissenting opinion that speaks of constitutional law as a language expressing “what it means to be an American.”[57] The dissenting Justices further stress that “reproductive control is integral to many women’s identity and their place in the Nation.”[58] The dissenting Justices in Dobbs accept the first and the second premises of identity originalists. They agree that the Court must discuss the Constitution as a document central to American identity. In insisting that abortion is an identity question to be determined by the Court, the dissenting Justices preserve and strengthen the Court’s role in expressing American identity, while Alito’s judgment narrows this role. Alito downplays the Court’s role in identity issues by returning the issue of abortion to the decision of the citizens and their elected representatives in each state. Hence, while acknowledging the fundamental nature of the issue, he denies that the American identity dictates the legal answer to the issue of abortion.[59] His judgment presents the Court’s decision on abortion as derived from constitutional law as a language of expertise rather than a language for determining American identity.[60]
According to Siegel’s branding, every judgment adhering to the conservative identity-agenda would be titled “political originalism” no matter what interpretative scheme is used.[61] As will be elaborated below, creating such conceptual confusion is the first step in Siegel’s effort to pollute the concept of originalism so as to make it an empty signifier: a brand with no content behind it so that everyone can use the same signifier in diverse ways.[62] Then, everyone would be an originalist. Yet, if everything is originalism, then nothing is, making the concept useless.
II. Originalism as Democratic Constitutionalism
Together with Robert Post, Siegel has devised and promoted the idea of democratic constitutionalism.[63] According to this idea, the meaning of constitutional provisions is not determined exclusively by the Court but stems from a complex pattern of exchanges between courts, representative government, and mobilized citizens.[64] Constitutional meaning continually changes through multiple communicative exchanges between the public and the courts, including public backlash.[65] Siegel and Post view the sharp distinction between “law” and “politics” as artificial and promote one common language of reason to which all players are committed. Yet, they acknowledge that public will—whether directed by reason or not—has a central role in determining the content of constitutional law, which is detrimental to American identity.[66]
Democratic Constitutionalism was developed as part of a larger school of constitutional thought that emerged at Yale Law School. The godfather of this school of thought is Bruce Ackerman, who identified that the Constitution has changed not only based on constitutional amendments in accordance with the textually prescribed procedure laid out in Article V or by convincing courts with constitutional reason. Rather, the Constitution was also amended by the will of the people not according to the formal constitutional amendment process.[67] Ackerman has shown that throughout American history, the mechanisms for amending the Constitution that are anchored in Article V were not always followed, and yet the Constitution was amended. We the People adopted constitutional changes outside the procedure stipulated in Article V. These informal constitutional amendments that occur through social mobilization and “outside” the procedures of Article V give another venue for the will of the People to manifest itself.[68]
Siegel and Post’s “democratic constitutionalism,”[69] Jack Balkin and Sanford Levinson’s “partisan entrenchment,”[70] and William Eskridge and John Ferejohn’s “super-statutes”[71] are all part of this family of attempts to describe the mechanisms through which popular will amends the Constitution even when it is expressed outside the mechanism of formal constitutional amendments.[72] In that sense, these theories are all offspring of Ackerman’s approach. Privileging the People’s will over reason in describing constitutional changes is the common thread connecting all these attempts to re-conceptualize constitutional law.[73] These theories, that can be addressed — due to the number of Yale-based scholars among those who devised them — under the title of “the New Haven School of constitutional law,” view a change in constitutional law as achieved not only by offering convincing legal reasons to the Court nor by only amending the Constitution according to the procedure in Article V. Rather, enduring public will compels a change in constitutional law; public legitimacy overwhelms legality.
Over the years, Siegel did a masterful job in depicting how conservative social movements have changed constitutional law through mechanisms akin to those suggested by the New Haven School.[74] Her articles criticizing the Dobbs judgment continue this line of thought. Siegel writes that:
The Republican Party engaged in norm-busting appointments politics to produce the Supreme Court that decided the Dobbs case. These norm-busting appointments politics were a necessary condition for the decision. When I call Dobbs an originalist decision, I include within my account of originalism the appointment practices that produced the Court that decided the case.[75]
This description aligns with the theory of two proud members of the New Haven School: Balkin and Levinson’s “Partisan Entrenchment.” According to Balkin and Levinson, “[b]y installing enough judges and Justices with roughly similar ideological views over time, Presidents can push constitutional doctrine in directions they prefer . . . .”[76] Partisan entrenchment helps ensure that the courts defend the controlling party’s ideological commitments.[77] In this manner, responsiveness to the opinion of the electing public is indirectly created.[78] According to Balkin and Levinson, partisan entrenchment is “roughly but imperfectly democratic”[79] and “is one of the most important ways for parties to change the Constitution outside of Article V amendment.”[80]
To summarize the argument made so far in this subsection: Siegel presents the “norm-busting appointments politics” as the best way to explain Dobbs.[81] According to Balkin and Levinson such “partisan entrenchment” is one route to amend the Constitution outside of the Article V procedure as part of several routes the New Haven School has to offer. Siegel is one of the founders of this school of thought and has consistently supported the idea of amending the Constitution outside of Article V.
Based on this brief summary, it is easy to understand why Siegel is unable to criticize the legal reasoning of the anti-abortion social movement by adopting the simple argument that if this movement lacks a convincing constitutional argument, its only route to change Roe’s constitutional interpretation was through Article V. After all, she developed a route for public will to overcome the constraints of legality. True, Siegel is against court-centric models, in which constitutional changes that occur outside of the Article V amendment procedure are initiated or consolidated by the Court. She objects to the role of the judiciary as having the last word.[82] However, she accepts changes to the Constitution that fail to go through the formal procedure of Article V or convince the Court based on reason as long as they are driven by proper and robust popular energy.[83] She accepts that such changes occur in “the field of constitutional culture” through “the formal and informal interactions between citizens and officials that guide constitutional change,” including “lawmaking and adjudication, confirmation hearings, ordinary legislation, failed amendments, campaigns for elective office, and protest marches.”[84] For this reason, the title of Siegel’s Memory Games Article does not merely say that Dobbs adhered to the “living constitutionalism” method under the guise of originalism but that it was an anti-democratic adherence.[85] Unable to criticize the path of amending the constitution outside of Article V as illegal, it is vital for Siegel to add that Dobbs is anti-democratic. In Siegel’s world, in which popular energy translates itself into informal amendments to the Constitution, defying legality can be accepted but not if it lacks public legitimacy.[86]
Siegel’s argument is extremely important as it demonstrates the dead-end reached by the New Haven School of Constitutional Law. According to Siegel, in Dobbs, the conservative social movement led to a change in constitutional law not through a constitutional amendment utilizing Article V, and not based on constitutional reason, as their legal arguments were bogus.[87] Dobbs is an example of a constitutional change that followed a path—not different than the ones detected and promoted by the New Haven School—of amending the Constitution outside of Article V. According to Siegel, Dobbs represents the victory of public will through the appointment procedure, even when such public will is not in line with legal doctrine. There was no proper constitutional amendment, nor was there any convincing arguments in terms of constitutional law that convinced the Justices, but nonetheless, constitutional law changed. Siegel’s inability to reject this path of amending the Constitution outside of Article V as illegal inevitably leads her to suggest using originalism as a vessel to insert the progressive political agenda. As she supports amending the Constitution outside Article V, as long as there is the correct political energy, why not use the originalism brand? Siegel suggests inserting voices that were repressed at the time of the founding of the Constitution or at the time the Reconstruction Amendments were adopted. In this manner, the right to abortion would become part of the Constitution.[88] While this idea uses the shell of originalism to insert voices from the era in which the Constitution was created/amended, it goes against the logic of identity originalism and pure originalism. It uses originalism as an empty signifier.
Think of the following example: currently, some groups consider the term “murder” to include not only intentional killings of human beings but also of animals.[89] These voices are under-represented in the way most Americans currently use the term “murder.” Some of these voices arguing for a different use of the term “murder” would undoubtedly argue that they are repressed. If we would today create a constitution prohibiting “murder by state officials,” the original understanding of the term “murder,” by either the general public or lawyers, would not include intentionally killing dogs during military operations. Moreover, the constitutional identity which is based on such a constitution would not put animal life as a central property. However, if 300 years from now we include the voices of the repressed animal rights movements as part of our interpretative methodology, “murder” may need to include the intentional killing of dogs. By then, such interpretation may well be considered the progressive moral result and may also be part of the 2325 American constitutional identity. However, it would not be the correct result either according to pure originalism or identity originalism. According to Siegel, if originalism is not a true interpretive methodology but merely a guise for ideological goals, there is no reason not to use this popular brand for progressive ideological goals. Yet, in this manner, originalism would be emptied of its meaning and become an empty signifier.
Conclusion: Dobbs Beyond the Abortion Question
Siegel’s Articles on Dobbs reveal a problem that is common to all scholars following the New Haven School of constitutional law. If, as the New Haven School argues, social movements can change constitutional law based on the support they receive from the public, without going through the formal procedure for a constitutional change, and without convincing the community of experts based on constitutional reason, how can a legal expert criticize such changes in terms of constitutional law? If members of the New Haven School conceptualize radical changes in the Court’s adjudication—such as the 1930s “switch in time”— as a legitimate result of sustained public pressure that were contrary to constitutional doctrine,[90] how can they, based on constitutional doctrine, criticize a similar development with Roe and the right to abortion? Siegel is thus faced with a difficulty. After accepting and promoting the idea of constitutional change based on public will outside of Article V, she has no resources in terms of constitutional reason to criticize Dobbs.[91]
As constitutional reason has lost its privileged place to public will, at least among members of the New Haven School, it is no wonder that Siegel’s articles present Dobbs as a sham originalist decision and as anti-democratic living constitutionalism. With deflated resources of legal reason to criticize Dobbs, Siegel’s critique is limited to the inner logic of originalism and democracy. Siegel agrees that Dobbs does not speak in the language of originalism nor applies the originalist methodology.[92] Yet, because Dobbs incorporated a central piece of the conservative vision of American identity into constitutional law, Siegel views it as an originalist judgment. As such, she attacks it as inconsistent with the stated goals of originalism as a legal methodology.[93]
During periods when constitutional law functioned as a language of expertise in which reason reigns supreme,[94] constitutional law was disciplined by requirements of consistency and coherency.[95] Preferring will over reason as the central driving-force in conceptualizing constitutional development means that consistency is denied of this key disciplining role. Consistency is a tool of reason, while public will need not be consistent. According to the New Haven School, a social movement supported by enough public will can bring a constitutional change even if its agenda is inconsistent with current constitutional law and without going through the formal procedures for constitutional amendment that aim to distinguish politics from law. In Siegel’s hands, consistency is a mere rhetorical tool for exposing the hypocrisy of the conservatives who purport to speak the language of law but do politics. She exposes that originalists are disingenuous as they are inconsistent with originalism’s stated goals. An argument of doublespeak is the tool of critique.
The conceptualization of constitutional change—according to the New Haven School—as driven by will rather than reason has contributed its part in exposing constitutional law to the dangers of populism.[96] Without reason to discipline change in constitutional law, legal scholarship is led by the question of whether the social movement leading the change in political will is worthy of support. This crisis is well reflected in the annual campfire meeting of American constitutional scholars—the annual Harvard Law Review foreword—which has always been a good way for detecting the problems of American constitutional law.[97] On the eve of the 2020 elections between then (and now) President Donald Trump and Joe Biden, Michael Klarman published a 264-page long(!) foreword discussing “the recent degradation of American democracy.”[98] The reader of the foreword—written in the spirit of “resistance” to autocracy[99]—could not but feel that the days are equivalent to the last days of the Weimar Republic.
A year has passed, and Cristina Rodriguez’s foreword speaks in a completely different tone.[100] Rodriguez’s foreword not only does not speak on how American democracy succeeded in surviving for another year but promotes the new administration’s ability to make a “regime change—the advent of a new presidential administration that brings with it constitutional, interpretive, philosophical, and policy commitments distinct from those held by its predecessor . . . .”[101] Yet if Klarman was even remotely correct, why give such power to the institution that he described just a year earlier as presenting an immense danger to American democracy?
What has changed between the two forewords? What “constitutional moment” has occurred that ensured the immunity of constitutional law to dangers of a populist President? No such change has occurred, but Joe Biden was elected to become the 46th US President. The way out of this dead-end in which politics is the guiding star of constitutional scholarship is not to further corrupt the language of constitutional law nor to adopt the dissenting opinion in Dobbs, which aims to continue the judicial control over American identity. Part of the solution is to look at Dobbs beyond the abortion issue and to return to viewing constitutional law as a language of expertise with little effect on identity issues, just as Alito suggested in his majority opinion in Dobbs. Only by resurrecting the language of constitutional law as a language of expertise can a constitutional debate between conflicting political sides ensue with the border between law and politics ensuring that the mere popularity of a social movement does not make its agenda part of constitutional law.[102]
* Assistant Professor in Constitutional Law at the School of Law of the University of Nottingham.
[1] Reva B. Siegel, Memory Games: Dobbs’s Originalism as Anti-Democratic Living Constitutionalism—and Some Pathways for Resistance, 101 Tex. L. Rev. 1127 (2022).
[2] Reva B. Siegel, The “Levels of Generality” Game, or “History and Tradition” as the Right’s Living Constitution, 47 Harv. J.L. & Pub. Pol’y 563 (2024).
[3] See Siegel, supra note 1, at 1133 (“Originalism supplied a coded language . . . .”).
[4] See Richard H. Fallon, Law and Legitimacy in the Supreme Court 47 (2018).
[5] See, e.g., Antonin Scalia, Originalism the Lesser Evil, 57 U. Cinn. L. Rev. 849, 863–64 (1989) (“[T]he main danger in judicial interpretation . . . is that the judges will mistake their own predilections for the law . . . . Nonoriginalism . . . plays precisely to this weakness . . . . Originalism does not . . . .”).
[6] See, e.g., Grégoire C.N. Webber, Originalism’s Constitution, in The Challenge of Originalism: Theories of Constitutional Interpretation, 147, 160 (Grant Huscroft & Bradley W. Miller eds., 2011) (“An original constitution is law specific enough to be determinate . . . . In short, an original constitution is a set of determinate rules.”).
[7] See Siegel, supra note 1, at 1158–59.
[8] See id. at 1149 (“Originalism supplies a language of impersonal authority—of law—that aligns with the conservative legal movement’s values and goals.”).
[9] See William Lutz, Notes Toward a Definition of Doublespeak, in Beyond Nineteen Eighty-four: Doublespeak in a Post-Orwellian Age 1 (William Lutz ed., 1989).
[10] See Siegel, supra note 1, at 1138 (“[O]riginalism is a value-neutral interpretive method—that method of constitutional interpretation that aspires to insulate adjudication from politics.”).
[11] See id. at 1133 (“A claim on constitutional memory transmuted politics into law.”).
[12] See id. at 1175 (“It functions to conceal rather than to constrain discretion.”).
[13] See id. at 1183 (“The originalist judge may employ the historical record covertly to express values that the originalist judge does not wish to acknowledge as his own.”).
[14] Id. at 1173.
[15] See id. at 1173 (“But Dobbs is the expression of originalism that has developed in the conservative legal movement and the Republican Party over the last forty years.”).
[16] See id. at 1149 (“We have become so accustomed to the originalist’s restorationist claims that we no longer notice that originalists formulaically claim to be impersonally bound by the authority of the past at exactly those points at which they are pursuing movement goals.”).
[17] Id. at 1183; see also Siegel, supra note 2, at 2 (noting that “reasoning from the past in interpreting the Constitution does not insulate judges from making value-based judgments”).
[18] See Or Bassok, Interpretative Theories as Roadmaps to Constitutional Identity: The Case of the United States, 4 Global Constitutionalism 289, 297–302 (2015).
[19] See id. at 295–316 (exposing how various interpretative methodologies serve as roadmaps to American identity).
[20] Reva B. Siegel, The Jurisgenerative Role of Social Movements in United States Law 16 (2004) (unpublished paper) https://law.yale.edu/sites/default/files/documents/pdf/Faculty/Siegel_Jurisgenerative_Role_of_Social_Movements.pdf [https://perma.cc/3MS9-8WNP] (explaining how legal changes occur due to social movements that “voice the changing constitutional understandings of the demos, though they do not always do so in ways that satisfy the conditions of procedural regularity or majoritarianism associated with lawmaking”).
[21] See Paul W. Kahn, Putting Liberalism in its Place 167 & n.44 (2005) (explaining that the “‘New Haven School’ of constitutional thought” privileged the People’s will over constitutional reason).
[22] See Heather K. Gerken, The Hydraulics of Constitutional Reform: A Skeptical Response to our Undemocratic Constitution, 55 Drake L. Rev. 925, 926–27 (2007) (explaining the connection between “blocking most formal amendments” and the conceptualization of paths to amend the constitution outside of Article V).
[23] See Siegel, supra note 1, at 1138–40 (arguing that while originalism as a constitutional interpretative scheme is a failed idea, as a political idea, it is successful).
[24] See id. at 1183.
[25] See Or Bassok, The Dead-end of the New Haven School of Constitutional Law, 13 Jurisprudence 301 (2022) (reviewing Paul W. Kahn, Origins of Order: Project and System in the American Legal Imagination (2019)).
[26] On constitutional law as a language of expertise see Or Bassok, Constitutional Law: A Language of Expertise?, 103 Geo. L.J. Online 66 (2015).
[27] See Siegel, supra note 1, at 1141 (discussing “[t]he Many Meanings of Originalism”).
[28] See id. at 1170–71 (discussing the critique of academic originalists on Dobbs).
[29] See id. at 1132–33 (“Appealing to the Founders’ Constitution invoked understandings about authority and identity that are rooted in the Nation’s creation story. A claim on constitutional memory transmuted politics into law.”).
[30] See Bassok, supra note 18, at 297–302.
[31] See Siegel, supra note 2, at 583–84.
[32] See Sanford Levinson, Constitutional Faith 37–46 (1988) (distinguishing between a Catholic and a Protestant approach to interpreting the Constitution and noting that the latter promotes the idea of “the community joined together in basically egalitarian discussion of the meaning (and demands) of the relevant materials”).
[33] Cf. William H. Rehnquist, Notion of a Living Constitution, 54 Tex. L. Rev. 693, 698 (1975) (“Once we have abandoned the idea that the authority of the courts to declare laws unconstitutional is somehow tied to the language of the Constitution that the people adopted, a judiciary exercising the power of judicial review appears in a quite different light. Judges then are no longer the keepers of the covenant . . . .”).
[34] See Lawrence B. Solum, The Fixation Thesis: The Role of Historical Fact in Original Meaning, 91 Notre Dame L. Rev. 1, 9 (2015) (“[O]riginalism has a unifying core. That core is specified by the Fixation Thesis and the Constraint Principle.”).
[35] See Jack M. Balkin, The New Originalism and the Uses of History, 82 Fordham L. Rev. 641, 673 (2013) (“[B]ecause of the work of successive waves of social movements for equality, most Americans believe that equality and opposition to racism are central to the American creed. But many people in 1787—or even 1868—might not have seen it the same way.”).
[36] Planned Parenthood of Se. Pa. v. Casey, 505 U.S. 833, 901 (1992).
[37] Cf. William E. Forbath, The Distributive Constitution and Workers’ Rights, 72 Ohio St. L.J. 1115, 1117 (2011) (“Much of what lends originalism its public appeal is the narrative of a ‘traditional’ nation that it promises to restore: an America dedicated to personal responsibility, limited government, private property, and godliness.”).
[38] See Paul W. Kahn, Legitimacy and History: Self-Government in American Constitutional Theory 63 (1992) (“[T]he American myth of originalism is linked to a particular idea of popular sovereignty . . . . The popular sovereign suggests identity across time and space, not just linking the entire nation at the moment of birth but linking subsequent generations back to the moment of birth.”).
[39] See Lawrence B. Solum, What Is Originalism? The Evolution of Contemporary Originalist Theory in The Challenge of Originalism: Theories of Constitutional Interpretation, 74 (Grant Huscroft & Bradley W. Miller eds. 2011) (contrasting between originalism and theories that view constitutional law as “the narrative constructed by the American people that constitute their identity as a polity”).
[40] See John O. McGinnis & Michael B. Rappaport, The Abstract Meaning Fallacy, 2012 U. Ill. L. Rev. 737, 750 (2012) (“The Constitution is a legal document, and when it employs words that have an existing legal meaning, this is strong evidence that the legal meaning is the correct meaning.”).
[41] See, e.g., Scalia, supra note 5, at 854 (promoting originalism as means for the pursuit of “fixed meaning ascertainable through the usual devices familiar to those learned in the law”); J. Harvie Wilkinson III, Cosmic Constitutional Theory 39 (2012) (arguing that one of “the virtues of originalism” is “harnessing the judiciary’s expertise in traditional legal analysis . . . .”).
[42] See Lawrence Solum, Bassok on Interpretive Theories & American Identity, Legal Theory Blog (Sept. 11, 2015), https://lsolum.typepad.com/legaltheory/2015/09/bassok-on-interpretive-theories-american-identity.html [https://perma.cc/4QEF-DLJQ].
[43] Id.
[44] See Siegel, supra note 1, at 1143 (“Despite fierce disagreements, the law professors all understood originalism as an interpretive method.”).
[45] See id. at 1144.
[46] See id. at 1169.
[47] See id. at 1183–84.
[48] See id. at 1192.
[49] See id. at 1185 (“[O]n closer reading of the Dobbs opinion, one can see that the Court’s finding of a tradition depended on an additional critical factor—on a determination that prior practice was sufficiently respect-worthy and consistent with contemporary constitutional commitments that Americans could identify with it as their tradition.”).
[50] See id. at 1131 (“Originalist methods are said to promote the values of (1) democracy and (2) judicial constraint.”).
[51] See Siegel, supra note 2, at 577 (“[O]riginalism is not a value-neutral, content-independent method. Instead in these circumstances, originalism is a goal-oriented political practice, a way of achieving movement-valued ends.”).
[52] See Siegel, supra note 1, at 1135 (“the Court does not exhibit respect for the history and traditions of the last half-century, demonstrate Burkean concern for preserving the status quo,”), 1175.
[53] Cf. Balkin, supra note 35, at 679 (“Although appeals to tradition may seem conservative on the surface, they are often calls for transformation or revolution.”).
[54] See Siegel, supra note 1, at 1173 (“Dobbs does not employ the methods of academic originalists; it shows no interest in the original public meaning of the Fourteenth Amendment.”).
[55] See id. at 1183 (“In these circumstances, originalism is a practice of living constitutionalism that is not forthright about its values, aims, and commitments.”).
[56] See Siegel, supra note 2, at 605.
[57] Dobbs v. Jackson Women’s Health Org., 597 U.S. 215, 365 (2022) (dissenting opinion).
[58] Id. at 408.
[59] Id. at 256 (“Our Nation’s historical understanding of ordered liberty does not prevent the people’s elected representatives from deciding how abortion should be regulated.”).
[60] See also Or Bassok, Legitimacy without Legality, 68 St. Louis U. L.J. 47, 96–97 (2023) (analyzing Alito’s position).
[61] See Siegel, supra note 1, at 1148.
[62] Thomás Zicman de Barros, The Polysemy of an Empty Signifier: The Various Uses of Ernesto Laclau’s Puzzling Concept, J. Pol. Ideologies 1, 9–11 (2023) (discussing the fourth use of the term “empty signifier” as “[a] symbol whose content is problematically poor”).
[63] See, e.g., Robert C. Post & Reva Siegel, Democratic Constitutionalism, in The Constitution in 2020, 25 (Jack M. Balkin & Reva B. Siegel eds. 2009).
[64] Robert Post & Reva B. Siegel, Roe Rage: Democratic Constitutionalism and Backlash, 42 Harv. C.R.-C.L L. Rev. 373, 374, 378–79, 389, 395 (2007) (“Democratic constitutionalism rests on the commonsense idea that judge-made constitutional law and democratic politics affect each other.”).
[65] Id. at 380–83, 399, 430.
[66] Id. at 380 (“Americans have used a myriad of different methods to shape constitutional understandings—sit-ins, protests, political mobilization, congressional use of section five powers, ordinary federal and state legislation, state court litigation, and so on. These struggles are premised on the belief that the Constitution should express a nomos that Americans can recognize as their own.”).
[67] 2 Bruce Ackerman, We The People: Transformations 261 (1998).
[68] See id. at 10–17, 19, 27–31, 115, 261, 383.
[69] See Post & Siegel, supra note 63.
[70] Jack M. Balkin & Sanford Levinson, The Processes of Constitutional Change: From Partisan Entrenchment to the National Surveillance State, 75 Fordham L. Rev. 489 (2006).
[71] William N. Eskridge, Jr. & John Ferejohn, A Republic of Statutes: The New American Constitution (2010).
[72] See Gerken, supra note 22, at 930-31 (offering a list of 13 scholars—five of whom are from Yale Law School—who are proponents of the informal constitutional amendment idea).
[73] See Kahn, supra note 21, at 167 & n.44.
[74] See, e.g., Reva B. Siegel, Dead or Alive: Originalism as Popular Constitutionalism in Heller, 122 Harv. L. Rev. 191 (2008) (depicting how a social movement led to a shift in interpreting the Second Amendment).
[75] Siegel, supra note 1, at 1176.
[76] Balkin & Levinson, supra note 70, at 490; see also Jack M. Balkin & Sanford Levinson, Understanding the Constitutional Revolution, 87 Va. L. Rev. 1045, 1068 (2001) (“Partisan entrenchment through presidential appointments to the judiciary is the best account of how the meaning of the Constitution changes over time through Article III interpretation rather than through Article V amendment.”).
[77] Balkin & Levinson, supra note 70, at 490; see also id. at 495, 501.
[78] Id. at 495, 501.
[79] Balkin & Levinson, supra note 76, at 1076.
[80] Jack M. Balkin, The Cycles of Constitutional Time 79 (2020). See also Balkin & Levinson, supra note 76, at 1068 (“Partisan entrenchment through presidential appointments to the judiciary is the best account of how the meaning of the Constitution changes over time through Article III interpretation rather than through Article V amendment.”).
[81] Siegel, supra note 1, at 1176.
[82] See Reva B. Siegel, Text in Contest: Gender and the Constitution from a Social Movement Perspective, 150 U. Pa. L. Rev. 297, 302-03 (2001).
[83] See Gerken, supra note 22, at 932–33 (discussing different divisions within the scholarship that accepts constitutional amendments outside of Article V).
[84] See, e.g., Reva B. Siegel, Constitutional Culture, Social Movement Conflict and the Constitutional Change: The Case of the de Facto ERA, 94 Calif. L. Rev. 1323, 1324-25 (2006); Jack M. Balkin & Reva B. Siegel, Principles, Practices, and Social Movements, 154 U. Pa. L. Rev. 927, 946–50 (2006).
[85] See Siegel, supra note 2, at 568 (concluding that conservative justices are engaged “in anti-democratic forms of living constitutionalism”).
[86] See Siegel, supra note 2, at 610–12 (discussing Dobbs as anti-democratic due to its lack of transparency in its reasoning that hides value judgments behind originalism which leads to lack of “democratic oversight” and as a result an inability to mobilize the public against it).
[87] See Siegel, supra note 1, at 1173 (“I show how Dobbs grows out of the movement-party practice of originalism. Dobbs employs hardball appointments politics and constitutional memory frames in the service of constitutional change . . . .”).
[88] See id. at 1200-04 (suggesting inserting excluded voices through the originalist methodology).
[89] Martha C. Nussbaum, Animal Rights: The Need for a Theoretical Basis, 114 Harv. L. Rev. 1506, 1509–10 (2001) (book review) (examining the analogy between killing Jews in the Holocaust and the intentional killing of cattle).
[90] See Ackerman, supra note 67, at 383 (“America’s modern Constitution was created during Roosevelt Administration through processes unknown to Article Five.”).
[91] See Siegel, supra note 1, at 1178–79 (referring to “institutional-legitimacy” reasons for not overruling Roe).
[92] See id. at 1169 (“Dobbs does not employ methods of original public meaning originalism . . . .”).
[93] See id. at 1173 (“But Dobbs is the expression of originalism that has developed in the conservative legal movement and the Republican Party over the last forty years.”).
[94] See Bassok, supra note 60, at 57–66 (discussing constitutional law as a language of expertise—not to be confused with formalism).
[95] See Bassok, supra note 60, at 51–52.
[96] See id. at 98–101.
[97] See Or Bassok, Beyond the Horizons of the Harvard Forewords, 70 Clev. St. L. Rev. 1 (2021) (demonstrating through a survey of the Harvard Law Review forewords the current dominance of the problematic idea that judicial legitimacy is to be identified with public support as measured in opinion polls).
[98] See Michael J. Klarman, The Supreme Court, 2019 Term, Foreword: The Degradation of American Democracy-and the Court, 134 Harv. L. Rev. 1, 8-11 (2020).
[99] See id.
[100] See Cristina M. Rodriguez, The Supreme Court, 2020 Term, Foreword: Regime Change, 135 Harv. L. Rev. 1, 156–57 (2021).
[101] See id.
[102] See Bassok, supra note 60, at 92–96 (discussing how Dobbs may be a reverse in course in attempting to resurrect constitutional law as a language of expertise).
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Posted by JLPP on Apr 16, 2025 in Per Curiam
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Parental Preclusion Policies: Do Parents Have Standing to Challenge Them Before Enforcement?
S. Ernie Walton*
Introduction
The parent-child relationship is a bedrock of American civilization. Blackstone called it the “most universal relation in nature,”[1] and the Supreme Court has declared that the “primary role of the parents in the upbringing of their children is [] established beyond debate as an enduring American tradition.”[2] This “primary role” includes the right to “direct” their children’s “religious upbringing,”[3] moral formation, and overall education.[4] On the flipside, based on principles of “natural justice and retribution,” children owe their parents duties of “subjection and obedience” “during [their] minority, and honor and reverence ever after.”[5] Indeed, “to honor and obey” one’s parents is “one of the earliest and most sacred duties taught” to American children.[6] To enforce these rights, parents are given the power to “lawfully correct” their children “in a reasonable manner.”[7] Preserving this right is justiciable.[8]
While the parent-child relationship is a bedrock of American civilization, the doctrine of standing is foundational to separation of powers: “no principle is more fundamental to the judiciary’s proper role in our system of government than the constitutional limitation of federal-court jurisdiction to actual cases or controversies.”[9] Standing ensures that the courts stay in their “designated lane” by preventing them from usurping the power of the people to act through their elected representatives. To prevent this power grab, federal courts must conduct a “rigorous” inquiry[10] into whether the plaintiff has a “concrete, particularized, and actual or imminent” injury.[11] If no such injury can be found, the case must be dismissed for lack of jurisdiction.
Today, “parental preclusion policies,”[12] by which school districts facilitate the social gender transition of students at school without parental consent or knowledge, have seemingly put these two pillars of constitutional government in direct conflict. The conflict, at least to this point, has involved a zero-sum game in which one principle must be destroyed that the other might live. The doctrine of standing has emerged the victor—and decisively. Both federal courts of appeal that have considered the constitutionality of parental preclusion policies have found a lack of requisite standing,[13] and the Supreme Court denied cert in both cases.[14]
But is this winner-take-all view correct? Must we sacrifice the parental-child relationship on the altar of Article III’s “Case or Controversy” requirement?[15] Although well-intentioned, the courts have gotten it wrong. Parental preclusion policies harm parents and their children in a direct, imminent, and concrete manner. Federal courts must use the authority granted to them by the “People” through Article III to vindicate the fundamental right of parents to direct the upbringing of their children.[16] And courts need not twist, stretch, or discard the doctrine of standing to vindicate the fundamental rights of parents. On the contrary, a closer examination of the effect these policies have on the parent-child relationship reveals that parents do have standing to challenge these policies under existing precedent, even before enforcement.
I. Parental Preclusion Policies Explained
By way of example, consider the Montgomery County Board of Education “Guidelines for Gender Identity” (Parental Preclusion Policy).[17] The Guidelines declare that “all students should feel comfortable expressing their gender identity, including students who identify as transgender or gender nonconforming.”[18] With this “truth” asserted, the Guidelines aim to ensure that all students “may participate in school life consistent with their asserted gender identity” and “keep” this identity “private and confidential,” including from their parents.[19] To fulfill these twin goals, school officials are charged with creating “gender support plans.”[20] Specifics for the plans include “identified name; pronouns; athletics; extracurricular activities; locker rooms; bathrooms; safe spaces, safe zones, and other safety supports; and formal events such as graduation.”[21]
Critically, the Guidelines direct school officials to “withhold information about a student’s gender support plan ‘when the family is nonsupportive.’”[22] Summarizing this part of the policy, the Fourth Circuit stated that “[t]he Guidelines allow implementation of these plans without the knowledge or consent of the students’ parents” and “even authorize the schools to withhold information about the plans from parents if the school deems the parents to be unsupportive.”[23] In essence, this means that a biologically female child could live out an entirely male identity at school—including using a male name, pronouns, bathrooms, and dress—and the child’s parents would have no clue.
The Montgomery County policy, which is representative of the estimated 1,143 such policies across the nation that cover more than twelve million children,[24] violates the fundamental right of parents to direct their children’s upbringing and moral formation.[25] Gender identity ideology touches on the deepest moral, social, and religious questions, even going to the heart of what it means to be human. In the American constitutional order, these questions are reserved for parents, and the state has no right to “instruct” children in this ideology, let alone facilitate the transition of children to different genders behind parents’ backs. But at what point do parents have standing to challenge these policies? Must they wait until their children have already begun transitioning?
II. Standing in Parental Preclusion Policy Cases
Clapper v. Amnesty Int’l USA is the seminal standing case that has thus far prevented parents from being able to challenge these policies on the merits. Clapper held that the plaintiffs, Amnesty International and other human rights organizations, lacked standing to challenge section 702 of the Foreign Intelligence Surveillance Act.[26] Section 702 authorized the government to acquire “foreign intelligence information” from individuals who are “not United States persons and are reasonably believed to be located outside the United States.”[27] Plaintiffs’ alleged that they had standing to challenge the constitutionality of section 702 because there was an “objectively reasonable likelihood” the government would intercept their communications “at some point in the future.”[28]
The Court rejected this argument, holding that plaintiffs’ theory depended upon a “speculative chain of possibilities” that rested upon “the decisions of independent actors.”[29] That tenuous chain included the following links: that the government would “imminently target communications” involving the plaintiffs’ foreign contacts; that that targeting would employ section 702 and not another means of surveillance; that a FISA court would authorize such surveillance; and that even if authorized, the government would succeed in obtaining the communications of plaintiffs with those foreign contacts.[30] Because of this tenuous chain of events, which depended upon the decisions of many third parties, plaintiffs’ alleged injury was neither “certainly impending” nor “fairly traceable to [FISA].”[31]
Relying primarily on Clapper, the Fourth Circuit, in John and Jane Parents 1 v. Montgomery County Board of Education, held that a group of parents lacked standing to challenge the constitutionality of the Montgomery County Gender Identity Guidelines, discussed above.[32] The Fourth Circuit asserted that standing “requires either a current injury, a certainly impending injury, or substantial risk of a future injury.”[33] The parents failed to allege a current injury because they did not allege that any of their children had gender support plans or even had discussions with school officials relating to gender.[34] Similarly, the parents failed to allege an impending injury or substantial risk of future harm because the most the parents could assert was that their children “might soon be” subject to a gender support plan that is hidden from them—an allegation far too “attenuated” to satisfy Clapper.[35] Recounting the tenuous chain at issue in Clapper, the court noted that the plaintiffs’ claims were similarly speculative:
(1) their minor children must determine they identify as transgender or gender nonconforming, (2) their minor children must decide they want to approach the school about a gender support plan, (3) the school must deem the parents unsupportive and (4) it must then decide to keep the information about their children from them.[36]
The Seventh circuit likewise held that a group of parents lacked standing to challenge a similar parental preclusion policy in Parents Protecting Our Children, UA v. Eau Claire School District.[37] Analogizing the parents’ situation to Clapper, the court held that the parents lacked standing because they did not allege “that any parent has experienced actual injury or faces any imminent harm attributable” to the parental preclusion policy.[38] Instead, their allegations were mere “expressions of worry and concern” that could not establish a “Case or Controversy” sufficient to satisfy the strict jurisdictional requirements set forth explicitly and implicitly in Article III. [39]
The Supreme Court denied certiorari in both cases.[40] In Eau Claire, Justices Kavanaugh, Alito, and Thomas dissented.[41] Notably, Justice Alito, the very author of Clapper, filed a dissent, explaining that lower courts were misinterpreting Clapper and using it as an illegitimate offramp so they could avoid addressing serious constitutional issues.[42] Is Justice Alito right? Is there another theory of standing that would allow parents to vindicate their rights and stop their children from being transitioned before it starts?
III. Analysis
Justice Alito is correct under a straightforward reading of Clapper. Because the policy (and accompanying training) “specifically encourage school personnel to keep parents in the dark about the ‘identities’ of their children, especially if the school believes that the parents” are deemed unsupportive, the parents’ fears are hardly “speculative.”[43]
But it’s unclear how many justices share this view. Unless something changes, for example, a parent alleges that a child was counseled to change genders or was the subject of a gender support plan, the zero-sum game will likely continue. The courts will continue to fortify one pillar of liberty while another[44] gets torn down. But that need not be true. Parents do have standing to challenge these policies—even before their children are the subject of a gender support plan.
Thus far, the standing analysis has centered on the lack of actual enforcement of the parental preclusion policies regarding the children of the plaintiffs.[45] Because the plaintiff parents did not allege that any of their children were the subject of a gender support plan or were even considering “changing” their genders, the courts have reasoned, the parents did not suffer an actual injury. From one perspective, this makes sense. Standing requires an injury that is “fairly traceable to the challenged action,”[46] which in this case is the parental preclusion policy. Naturally, then, the courts (and plaintiffs) have focused on whether the allegations involved actual enforcement of the policy against the parents’ children, including an analysis that the plaintiffs’ children identify as transgender.
But parental preclusion policies can, and do, cause harm by their very existence.[47] Rather than focus on actual enforcement of the policy, parents should focus their allegations on the effects the policies themselves have on their relationship with their children. Assuming their children are aware of the policy, that awareness alone alters the child’s relationship with his or her parents. By claiming authority to transition children at school—all without parental knowledge or consent—the state has inserted itself into the middle of the constitutionally protected parent-child relationship, pitting parent against child and state against parent. After learning of the policy, children will inevitably question the core of their parents’ authority and its legitimacy. But parents, not the state, have the right to direct their children’s upbringing and education. If a child questions this proposition—the proposition that his or her parents have the “primary role” in directing their upbringing—and the policy is the cause of that questioning—the parent is injured from a legal perspective. And how could a child not question his parents’ authority when the state is telling him that his parents actually have no authority over something as important as his very identity?
This is particularly true when considering that the targets of the policy are children, including those as young as five years old. What inference will children draw when a trusted authority figure tells them that their parents have no right to know about what choices they are making at school—even choices about their name, dress, bathroom use, and identity? Or when a child learns that the “law” doesn’t require the child or the school to tell his parents about his secret life at school, what will he think about his parents then? If parents have no authority even to know that their children are living an entirely different life at school, let alone “direct” or “control” these choices, why should a child believe they ever need to obey their parents in any matter? If parents have no authority over arguably the most consequential choice of a child’s life, why do they have any authority at all? To ask is to answer. And this is where the Article III injury occurs. The policy itself, even without enforcement, directly and concretely injures parents by undermining and altering their right to direct their children’s upbringing.[48]
Consider an analogy from the First Amendment context. When a governmental entity passes a law or regulation that proscribes protected speech, a litigant need not wait until the law is enforced against him to seek relief. Rather, plaintiffs have standing to seek prospective relief through the form of an injunction because “[c]hilled speech is, unquestionably, an injury supporting standing.”[49] Indeed, “abandoning one’s constitutional right of free speech” to avoid likely punishment is a “tangible harm.”[50] Moreover, an injury in fact also occurs when a regulation “reduces the size of a speaker’s audience.”[51] Why is this? Why do citizens have standing to challenge potential First Amendment violations before enforcement? Because the government has claimed authority that it does not have, and by doing so, it directly affects the plaintiff in exercising his constitutional rights. Although the law has not been enforced against him (and may never be), the unconstitutional claim of authority by the government has stopped him from exercising his right to free speech, altered how he speaks, or limited the potential reach of his speech. This gives rise to the claim of “chilled speech” sufficient to constitute an injury in fact—despite the lack of enforcement.
Parents whose children are subject to parental preclusion policies are in the same situation. These policies grant the government authority to interfere in the parent-child relationship of every child in the school. And by claiming that authority, the government interferes and affects that relationship. Even if the policy isn’t “enforced” against a specific child, the parent is still injured because it affects his right to direct the upbringing of his children based on the effects the policy has on the child and how the child views his or her parents. Moreover, and even more egregious than the First Amendment context, parental preclusion policies purport to transfer constitutionally protected authority from the parent to the government. This should give rise to an injury in fact sufficient to satisfy Article III.
In their petition for certiorari in John and Jane Parents 1, the parents made a similar argument, noting that they alleged in the Complaint that the policy is “harming family relations by telling their minor children they have a ‘right’ to withhold information from their parents in all situations relating to transgender relations.”[52] And Judge Niemeyer, in dissent at the Fourth Circuit, likewise noted that the policy itself has “changed on an ongoing basis” “the dynamics and dialogue between parent and child.”[53] The majority, however, ignored these arguments—as did the Supreme Court.
Perhaps this argument was not considered because the parents need to go further in their allegations. Given that the case is at the pleading stage, their current allegations should have been sufficient.[54] But if more is needed, amending the complaint to satisfy this theory of standing shouldn’t be difficult. As long as a child is aware of the policy and has considered its implications, the parents are sufficiently injured to satisfy Article III. The injury is actual and concrete because the parents’ constitutional right to direct their children’s upbringing has been at worst undermined and at least compromised. The injury is also “fairly traceable” to the parental preclusion policy because the policy, although not “enforced” against the parents’ children, is the direct cause of the altered parent-child relationship.
Conclusion
Over twelve million children in the United States currently live under a legal regime where adults with no familial relationship to them can “lawfully” facilitate their social gender transition without parental knowledge or influence, let alone consent and direction. This totalitarian regime must end—and fast. To do that, courts must find that parents have standing to challenge these policies. Analyzing standing from a different angle reveals a truth that the courts have thus far missed—that the policies, by their very existence, injure parents because of the effects they have on children and the parent-child relationship. Once that revelation is realized, parental preclusion policies should be quickly struck down as an unconstitutional infringement on the rights of parents to direct their children’s upbringing and education.
* S. Ernie Walton, Assistant Professor, Regent University School of Law; J.D., Regent University School of Law; B.S., Houghton College. The Author would like to thank Craig Stern for his helpful comments.
[1] 1 William Blackstone, Commentaries *434.
[2] Wisconsin v. Yoder, 406 U.S. 205, 232 (1972).
[3] Id. at 233.
[4] See S. Ernie Walton, The Fundamental Right to Homeschool: A Historical Response to Professor Bartholet, 25 Tex. Rev. L. & Pol. 377 (2021).
[5] Blackstone, supra note 1, at *441.
[6] Morrow v. Wood, 35 Wis. 59, 64 (1874).
[7] Blackstone, supra note 1, at *440.
[8] Quilloin v. Walcott, 434 U.S. 246, 255 (1978) (“We have recognized on numerous occasions that the relationship between parent and child is constitutionally protected”).
[9] Clapper v. Amnesty Int’l USA, 568 U.S. 398, 408 (2013).
[10] Id. at 408.
[11] Id. at 409 (quoting Monsanto Co. v. Geertson Seed Farms, 561 U.S. 139, 149 (2010)).
[12] John and Jane Parents 1 v. Montgomery Cnty. Bd. of Ed., 78 F.4th 622, 626 (4th Cir. 2023).
[13] Id.; Parents Protecting Our Children, UA v. Eau Claire Area Sch. Dist., 95 F.4th 501 (7th Cir. 2024).
[14] John and Jane Parents 1 v. Montgomery Cnty. Bd. of Ed., 78 F.4th 622 (4th Circ. 2023), cert. denied, 144 S. Ct. 2560 (U.S. May 20, 2024) (No. 23-601); Parents Protecting Our Children, UA v. Eau Claire Area Sch. Dist., 95 F.4th 501 (7th Cir. 2024), cert. denied, 2024 WL 5036271 (U.S. Dec. 9, 2024) (No. 23-1280).
[15] The doctrine of standing is rooted in Article III, section 2, of the U.S. Constitution, which limits the “judicial Power” to “Cases” and “Controversies.”
[16] Parents Protecting Our Children, UA v. Eau Claire Area Sch. Dist., 95 F.4th 501 (7th Cir. 2024), cert. denied, 2024 WL 5036271 (U.S. Dec. 9, 2024) (No. 23-1280) (Alito, J., dissenting from denial of cert.) (“While it is important that federal courts heed the limits of their constitutional authority, it is equally important that they carry out their ‘virtually unflagging obligation . . . to exercise the jurisdiction given them.’” (quoting Colorado River Water Conservation Dist. v. United States, 424 U. S. 800, 817 (1976)).
[17] John and Jane Parents 1, 78 F.4th at 626.
[18] Id. at 627; see also S. Ernie Walton, Gender Identity Ideology: The Totalitarian, Unconstitutional Takeover of America’s Public Schools, 34 Regent U. L. Rev. 219 (2022) [hereinafter Gender Identity Ideology].
[19] John and Jane Parents 1, 78 F.4th at 627.
[20] Id.
[21] Id.
[22] Id.
[23] Id. at 626.
[24] See List of School District Transgender–Gender Nonconforming Student Policies, Defending Education https://defendinged.org/investigations/list-of-school-district-transgender-gender-nonconforming-student-policies/, (last updated Mar. 18, 2025) [https://perma.cc/NWF3-KN7C].
[25] Gender Identity Ideology, supra note 18, at *260–62.
[26] Clapper, 568 U.S. 398 at 406, 410–14.
[27] Id. at 401.
[28] Id. at 410. They also alleged that the risk of being surveilled was so “substantial” that they were forced to incur costs to protect the confidentiality of their communications. Id. at 416. The costs, they argued, constituted a present, concrete injury sufficient to satisfy Article III. Id. The Court also rejected this theory because it too rested on speculation. Id. at 415–16.
[29] Id. at 414.
[30] Id. at 410–15.
[31] Id. at 410–11.
[32] 78 F.4th at 630–31.
[33] Id. at 629.
[34] Id.
[35] Id. at 630–31.
[36] Id. at 631.
[37] Parents Protecting Our Children, UA, 95 F.4th at 506.
[38] Id.
[39] Id.; U.S. Const. Art. 3, sec. 2.
[40] John and Jane Parents 1 v. Montgomery Cnty. Bd. of Ed., 78 F.4th 622 (4th Circ. 2023), cert. denied, 144 S. Ct. 2560 (U.S. May 20, 2024) (No. 23-601); Parents Protecting Our Children, UA v. Eau Claire Area Sch. Dist., 95 F.4th 501 (7th Cir. 2024), cert. denied, 2024 WL 5036271 (U.S. Dec. 9, 2024) (No. 23-1280).
[41] Parents Protecting Our Children, UA v. Eau Claire Area Sch. Dist., 95 F.4th 501 (7th Cir. 2024), cert. denied, 2024 WL 5036271 (U.S. Dec. 9, 2024) (No. 23-1280) (Alito, J., dissenting from denial of cert.).
[42] Id.
[43] Id.
[44] See Gender Identity Ideology, supra note 18, at *225 (discussing how the right of parents to educate their children stands as a bulwark against totalitarian governments).
[45] See supra note 36 and accompanying text (explaining the chain of events that would have to happen to provide an imminent, concrete injury).
[46] Clapper, 568 U.S. at 409.
[47] In addition to the argument discussed below, parental preclusion policies injure parents by claiming authority to withhold information to which they have a right to obtain. Parental preclusion policies deny parents the right to know material information about their children’s general wellbeing, development, and life choices. Without this information, parents cannot direct their children’s upbringing and education in an informed manner. Withholding information that someone has a right to access constitutes a concrete and particularized injury for purposes of Article III. See FEC v. Akins, 524 U.S. 11 (1998) (holding that the “[t]he ‘injury in fact’ that respondents have suffered consists of their inability to obtain information” that a statute required to be made public). This argument was made in both John and Jane Parents 1 and Parents Protecting Our Children and should continue to be made in future cases. Petition for Writ of Certiorari at 22–23, John and Jane Parents 1 v. Montgomery Cnty. Bd. of Ed. (No. 23-601); Petition for Writ of Certiorari at 23–25, Parents Protecting Our Children, UA v. Eau Claire Area Sch. Dist. (No. 23-1280).
[48] TransUnion LLC v. Ramirez, 594 U.S. 413, 425 (2021) (noting that, for purposes of standing, “[v]arious intangible harms can also be concrete,” including infringement of rights “specified by the Constitution itself”).
[49] Bell v. Keating, 697 F.3d 445, 453 (7th Cir. 2012); see also Benham v. Charlotte, 635 F.3d 129, 135 (4th Cir.2011) (“We have recognized that, to demonstrate injury in fact, it is sufficient to show that one’s First Amendment activities have been chilled.”).
[50] Hoover v. Wagner, 47 F.3d 845, 847 (7th Cir.1995).
[51] White Tail Park, Inc. v. Stroube, 413 F.3d 451, 461 (4th Cir. 2005).
[52] John and Jane Parents 1 v. Montgomery Cnty. Bd. of Ed., 78 F.4th 622 (4th Circ. 2024), petition for cert. filed, 2023 WL 8481912, at *8 (Nov. 13, 2023); see also id. at 14–15.
[53] John and Jane Parents 1, 78 F.4th at 641 (Niemeyer, J., dissenting).
[54] Id. at 636 (“The majority reads the Parents’ complaint in this case in an unfairly narrow way and thus denies the Parents the ability to obtain relief.”); id. (“In reaching such a conclusion, the majority totally overlooks material allegations of the complaint about the Parents’ injury, which are sufficient to give the Parents standing.”).
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Posted by JLPP on Apr 4, 2025 in Per Curiam
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Suicide, Suicidality, and Pediatric Medical Transition in United States v. Skrmetti and Beyond
David Smolin
Introduction
Children and adolescents experiencing gender discordance are a vulnerable population. A part of that vulnerability is expressed in high rates of accompanying mental health diagnoses and symptoms. Among the most frightening mental health issues faced by this population, and by their parents and families, is suicide, and more broadly suicidality, which can be defined as “the risk of suicide, usually indicated by suicidal ideation or intent . . .” or as “suicidal thoughts, plans, gestures, or attempts.”[1]
The risks of suicide and suicidality have been repeatedly invoked in defenses of pediatric medical transition and its specific interventions of puberty blockers, cross-sex hormones, and surgery, which are often labeled a part of “gender-affirming care.” The message to parents has often been stark, as admonitions such as “[w]ould you rather have a dead daughter or a live son?” warn parents that a failure to consent to and support medical transition risks the death of their child by suicide.[2] The message to society has been similar: medical pediatric transition is necessary to avoid the deaths of vulnerable children and adolescents. These messages have been widespread, delivered in transgender medical clinics,[3] parent support groups,[4] the Harvard Law Review,[5] the Yale Law School Integrity Project,[6] and in the United States v. Skrmetti litigation currently pending before the United States Supreme Court.[7]
Yet, when Justice Alito, in oral argument in Skrmetti, questioned whether these admonitions are scientifically grounded, he elicited a partial but significant concession from Chase Strangio, the attorney representing the original plaintiffs who challenged Tennessee’s prohibition of pediatric medical transition:
[T]here is no evidence in some — in the studies that this treatment reduces completed suicide. And the reason for that is completed suicide, thankfully and admittedly, is rare and we’re talking about a very small population of individuals with studies that don’t necessarily have completed suicides within them.[8]
The message that actual suicide is “rare” is discordant with the drumbeat of statements and implications that, as stated in the Harvard Law Review in 2021, “access to … gender-affirming healthcare services is essential—even lifesaving—for trans youth.”[9] The common claims regarding suicidality and attempts, even when they do not mention completed suicides, have left the impression that pediatric gender transition is necessary to avoid completed suicide. The clarifications that there is a lack of evidence of increased deaths and that completed suicide is “rare” have not generally been provided. Thus, parental, youth, and societal decisions have been influenced by this overriding fear of children and adolescents dying by suicide if they are denied access to pediatric medical transition.
Upon deeper examination, the claims of reduced suicidality, including reduced attempts, from pediatric gender-affirming medical care are also not supported by the available evidence. This essay will make the opposite argument that, over the longer term, medical pediatric transition increases, rather than reduces, risks of suicidality, attempted suicide, and completed suicide.
I. Watchful Waiting versus Gender-affirming Care
Much of current gender-affirming medicine in the United States is focused on giving children what they want as quickly as possible. This leads to mantras such as “children know who they are.”[10] However, giving children what they want now is not a rational basis for medical interventions with potentially permanent, and certainly long-term, impacts.
The prohibition of pediatric medical transition is consistent with the watchful waiting approach to the care of pediatric gender dysphoria patients. Watchful waiting is not the equivalent of conversion therapy; rather, it involves supportive counseling.[11] It is based on data that most cases of gender dysphoria in children and adolescents, in the process of the individual’s development, resolve by adulthood.[12] Watchful waiting was an accepted method of treatment in the field of pediatric transgender medicine in the United States and Canada until ten to fifteen years ago.[13] Variations of watchful waiting are once again a common form of treatment of pediatric gender dysphoria in much of Western Europe, as some countries have determined that the more aggressive medical interventions of puberty blockers, cross-sex hormones, and surgery are not supported by scientific evidence, and hence, these interventions are experimental and should only be employed in exceptional circumstances.[14]
The Standards of Care for the Health of Transgender and Gender Diverse People (8th ed. 2022) [hereinafter SOC-8], issued by the World Professional Association for Transgender Health (WPATH), is one of the documents most relied on by advocates of pediatric gender-affirming care. SOC-8 affirms that “prepubescent children are not eligible for medical intervention” and that “gender trajectories in prepubescent children cannot be predicted and may evolve over time.”[15] Hence, even WPATH’s current gender-affirming care standards employ something like watchful waiting for prepubescent children.
The claim that gender discordance existing by puberty and early adolescence necessarily reflects a permanent gender identity has been a justification for the aggressive practices of medical transition prior to adulthood. Upon examination, that claim lacks an empirical basis. Hence, watchful waiting until adulthood remains a plausible, and indeed superior, approach.
II. Studies of transgender adults in the United States and Europe find alarmingly high rates of both suicidal ideation and suicide.
Numerous studies in the United States and Europe over decades have found that transgender adults have very high rates of suicidal ideation and suicide, even in the most accepting societies.[16]
A Swedish population-based matched cohort study covering the period from 1973 to 2003 of those who had undergone sex reassignment surgery found “considerably higher risks for mortality, suicidal behavior and psychiatric morbidity than the general population.”[17] “[M]ortality from suicide was much higher in sex-reassigned persons, compared to the matched controls.”[18] The raw data shows 10 deaths by suicide among the 324 sex-reassigned persons, whereas there were 5 deaths by suicide for 3240 matched controls: a rate about twenty times higher.[19]
More recently, a large-scale Danish study following nearly seven million people over four decades of health and legal records found that transgender individuals had 7.7 times the rate of suicide attempts, and 3.5 times the rate of deaths by suicide, as compared with the rest of the population.[20] Further, the risk of death by causes other than suicide for the transgender population was nearly double than that for the non-transgender population.[21] As to mental health concerns, nearly 43% of the transgender population had a psychiatric diagnosis, compared with 7% of the general population.[22]
A study examining Veterans Health Administration electronic medical records from 2000 to 2011 through official “gender identity disorder” codes found “the rate of suicide-related events” among transgender VHA veterans “more than 20 times higher than were rates for the general VHA population.”[23]
More recently, the Williams Institute at UCLA School of Law in 2019 published the results from the 2015 US Transgender Survey, touted as the “largest survey of transgender people in the US to date”[24] This was an online survey of adults (18 and older) which produced 27,715 respondents; like any online survey, it reflects the limitations of such self-selected, online survey results.[25] In many respects, the sample was not representative of the US population, being much younger, better educated, and with a higher proportion of white respondents.[26] Obviously, as a survey of the living, it could not identify completed suicides. Nonetheless, it is striking that “transgender adults have a prevalence of past-year ideation that is about twelve times higher, and a prevalence of past-year suicide attempts that is about eighteen times higher, than the general US population.”[27] Indeed, 81.7% “reported ever seriously thinking about suicide in their lifetimes, while 48.3[%] had done so in the past year. In regard to suicide attempts, 40.4[%] reported attempting suicide at some point in their lifetimes, and 7.3[%] reported attempting suicide in the past year.”[28]
SOC-8 also acknowledges that “[s]ome studies have shown a higher prevalence” of depression, anxiety, and suicidality “than in the general population, particularly in those requiring medically necessary gender-affirming medical treatment.”[29] SOC-8 and others hypothesize that these much higher rates of suicidality stem from discrimination and minority stress.[30]
But evidence shows that neither discrimination nor minority stress is, in general, associated with completed suicides.[31] For example, as to race, the suicide rate for Black males in the United States was considerably lower in 1950, under the conditions of state-approved segregation, than it was in 2018 (7.5 versus 11.6 per 100,000).[32] The rates of suicide for white males from 1950 to 2018 have been two to three times higher than for Black males.[33] The rates of suicide for males are consistently more than three times the rate for females.[34] Thus, as to completed suicides, white males, often considered the privileged majority, have had, under very different social conditions as to race and gender as have existed from 1950 to the present, by far higher rates of suicide than groups living under minority stress and even state-approved forms of discrimination.
Hence, suicide rates do not correlate with minority status or a lived experience of discrimination. Indeed, the Danish study of very high rates of suicides and attempted suicide comes from one of the most LGBTQ + friendly nations in Europe and, indeed, the world.[35] This is not to say that no discrimination exists, but rather to emphasize that discrimination may not be the most important factor as to suicide rates.
Thus, while anti-discrimination efforts are valuable in themselves, they cannot resolve the much higher rates of suicide and suicidality for transgender adults.
The very high rates of suicide and suicidality for adult transgender persons suggests that the representation commonly made to pediatric patients and their parents, that medical transition will permanently resolve mental health issues and distress and save those patients from suicide and suicidality, is false.
III. The weight of medical research indicates that pediatric medical transition does not reduce suicide or suicidality, and may even increase pediatric suicide and suicidality; further, prohibitions of pediatric medical transition do not increase suicide.
On July 19, 2024, Professor Louis Appleby, University of Manchester, Department of Health and Social Care adviser on suicide prevention, posted on an official UK government site an independent report, titled, “Review of suicides and gender dysphoria at the Tavistock and Portman NHS Foundation Trust.”[36] This independent report was in response to online claims “that there has been a large rise in suicide by current and recent patients of the Gender Identity Development Service (GIDS) service at the Tavistock since an earlier restriction of puberty-blocking drugs that followed a High Court decision in a case (Bell v Tavistock) in December 2020.”[37] Professor Appleby indicated:
In this period of 6 years the data show a total of 12 suicides: 6 in the under 18s, 6 in those 18 and above. In the 3 years leading up to 2020-21, there were 5 suicides, compared to 7 in the 3 years after. This is essentially no difference, taking account of expected fluctuations in small numbers, and would not reach statistical significance. In the under 18s specifically, there were 3 suicides before and 3 after 2020-21.[38]
Beyond finding no statistically significant differences in completed suicides before and after the British Court had limited access to puberty blockers, Professor Appleby stressed the inability to attribute suicide to this single factor, given the complexities of the lives of those involved:
Alongside the figures, there is a summary of the problems faced by the young people who died. These include mental illness, traumatic experiences, family disruption and being in care or under children’s services.”[39]
As previously noted, Justice Alito cited page 195 of the Cass Report, which states:
Tragically deaths by suicide in trans people of all ages continue to be above the national average, but there is no evidence that gender affirming care reduce this.[40]
The Cass Report also noted that “children and young people with gender dysphoria are at an increased risk of suicide, but suicide risk appears to be comparable to other young people with a similar range of mental health and psychosocial challenges. Some clinicians feel under pressure to support a medical pathway based on widespread reporting that gender-affirming treatment reduces suicide risk. This conclusion was not supported by the University of York’s systematic review.”[41]
One of the difficulties with the assumption that medical transition reduces suicide and suicidality is the “co-concurring mental health problems” that are common with gender-discordant children and adolescents.[42] Hence, reducing gender discordance may not, in itself, address these co-concurring mental health issues. Further, it is unclear whether the very high rates of suicidality are from “the inherent distress from the gender dysphoria,” the co-occurring mental health issues, or other issues.[43]
There are studies that indicate an extraordinarily high suicide or suicidality rates for those undergoing pediatric medical transition. One of the earliest studies of suicide came from the Netherlands. In a 1988 study of 141 patients who had undergone sex reassignment surgery, three patients committed suicide post-transition, and sixteen attempted suicide, within two to five years of starting transition.[44] By contrast, the Dutch suicide rate has varied from a high of around 14.4 per 100,000 annual suicides in the early 1980s to around 11 per 100,000 in more recent years. Thus, the three suicides out of 141 patients over a maximum of five years is exceptionally high, with an equivalent rate of at least 425 suicides per 100,000.[45]
The Cass Report discussed a paper from a Belgium gender clinic which had reported five deaths from suicide among 177 adolescents aged 12–18, where all five had commenced cross-sex hormones.[46] This again is an extraordinarily high rate of suicide for adolescents undergoing medical transition.
These high rates of suicide and suicidality for some who undergo medical transition could occur in part because medical gender transition is commonly initiated too early and aggressively in a vulnerable population with concurring mental health issues. The false prognosis of the permanence of gender discordance and gender identity in adolescence leads to the prescribing of unnecessary and even harmful treatments in a population that includes many who, in the context of watchful waiting, would have resolved their gender discordance without undergoing the complicated medical and personal pathway of transition. An ideologically-driven medical practice leads to severe violations of the “first, do not harm” principle of bioethics.
Particularly in the United States, the development of the science is distorted by a strong bias toward the affirmation of gender-affirming care. For example, the New York Times reported that Dr. Johanna Olson-Kennedy, an “advocate of adolescent gender treatments,” had withheld publication of a study on the impact of puberty blockers, because the data did not support her initial hypothesis that puberty blockers would improve mental health.[47] She blamed her decision on a concern that her work would be “weaponized” by opponents of pediatric medical transition, saying that the work “has to be exactly on point, clear and concise:” meaning that she would not publish data that contradicted her belief in the efficacy of pediatric medical transition.[48] The actual results were that a quarter of the adolescents were “depressed or suicidal” before treatment, with no apparent improvements from that data two years later after puberty blockers.[49]
Like others, Dr. Olson-Kennedy relied on her clinical experiences in touting the efficacy of medical gender transition, viewing such clinical experience as more reliable than medical research studies.[50] However, the legal regime for approval and use of medications in the United States presupposes that human subjects research in the form of clinical trials is superior to physicians’ experiences in treating patients, as to determining the safety and efficacy of medications. Hence, the FDA usually requires multiple levels of human clinical trials for drug approval, and double blinded placebo trials are considered the gold standard, as they screen out the bias of physicians and patients toward believing in the efficacy of medical treatments.[51] The FDA has not yet approved any medications for the purposes of gender affirming care of medical gender transition. Hence, such treatments are currently “off-label,” protected by the rule that once the FDA approves a medication for a specific condition and population, physicians are permitted to prescribe such medications for a different purpose and population.[52] The issues of physician bias and susceptibility to marketing incentives are particularly concerning in off-label use.[53] The issue of physician bias is particularly concerning where there are strong ideological elements involved, as there are in the area of gender-affirming care, which is linked to contentious understandings of gender and sex which go far beyond the medical treatment of persons experiencing gender discordance.[54]
The Cass report noted a clinical consideration which could explain the perception of efficacy: “a short-term boost in mental wellbeing is to be expected when sex hormones are introduced,” which for those taking testosterone would produce “body changes in line with their identified gender within a few months. The start of long anticipated physical changes would be expected to improve mood, at least in the short term, and it is perhaps surprising that there is not a greater effect.” Hence, longer-term objective studies are required.[55] Thus, clinicians and researchers may be seeing some short-term improvements in mood when gender-discordant patients experience initial success in achieving their transition, which they have been told will have enormous benefit for them, without actually reducing statistically the incidence of suicide and attempted suicide.
IV. Research on suicide attempts and especially on suicidal ideation cannot predict actual suicide rates and may overstate the risks of actual suicide.
Advocates of gender-affirming care for children often use studies of attempts and ideation as support for the claim that pediatric medical transition reduces the risk of completed suicide. But suicide is rare even among those who attempt suicide. In the United States, in 2022, about 49,000 people died by suicide, 1.6 million attempted suicide, 3.8 million made a plan for suicide, and 13.2 million seriously considered suicide.[56] Thus, about 3% of those who attempt suicide die, and the proportions are much lower for other categories of suicidality.[57]
Further, groups differ on the percent of attempts that lead to death or actual suicide; thus, females attempt suicide at substantially higher rates than males, even though males have a much higher suicide rate.[58]
Suicide attempts, and suicidal ideation, indicate substantial distress and are of course of substantial concern. However, the huge and varied gap between suicide itself, and the varied forms of suicidality, demonstrates that research on those steps short of actual suicide cannot necessarily predict suicide rates. This is particularly important because the purported risk of a dead child has been used in manipulative ways to obtain consents to treatment and to promote pediatric medical transition.
V. Abundant evidence supports high rates of desistance and resolution of gender dysphoria.
Given the extremely high rates of suicide and suicidality in the adult transgender population, the possibility of desistance of gender dysphoria under a watchful waiting approach is particularly significant. Those who through the course of childhood and adolescence resolve gender dysphoria may avoid a lifetime of very high rates of suicide, attempted suicide, and suicidal ideation. This is not intended to denigrate the reality that transgender adults may have a rich and fulfilling life, but it is to consider the impacts on suicide and suicidality of unnecessarily directing minors toward medical gender transition.
Early treatment protocols for gender dysphoria were statistically focused primarily on early-onset gender dysphoria, beginning as early as the toddler years, and most often involving biological males with a female gender identity. The experience with this population is that the dysphoria for most resolves by puberty in the context of a supportive “watchful waiting” protocol.[59]
In more recent years there has been a very sharp increase in minors presenting with gender dysphoria.[60] Unlike the past dominant cohort, most have been biological females, and most have been presenting near, at, or after puberty, rather than early in childhood. This is not controversial: SOC-8 refers to “the exponential growth in adolescent referral rates” and notes that “adolescents assigned female at birth . . . initiating care 2.5–7.1 times more frequently as compared to adolescents who are assigned male at birth.”[61] SOC-8 also acknowledges a “phenomenon occurring in clinical practice is the increased number of adolescents seeking care who have not seemingly experienced, expressed, (or experienced and expressed) gender diversity during their childhood years.”[62] Many have pre-existing mental health concerns.[63]
Recent studies of this apparently late-onset group have also found very high rates of desistance. A German study published in 2024 noted: “The diagnostic persistence over the 5-year follow-up period of less than 50% in all age groups is in line with the literature and presumably reflects the fluidity of the concept of gender identity in childhood and adolescence . . . .”[64] A secondary analysis of records from the US Military Healthcare System found a four year gender-affirming hormone continuation rate of 70.2%, meaning that nearly 30% had discontinued.[65] A Dutch study of gender non-contentedness in adolescence and early adulthood concluded: “Gender non-contentedness, while being relatively common during early adolescence, in general decreases with age and appears to be associated with a poorer self-concept and mental health throughout development.”[66] These studies are consistent with other research indicating a high rate of desistance.[67]
On the other hand, there is evidence that social and medical pediatric gender-affirming care may extend the period of gender discordance between biological sex and gender identity.[68] As these mostly do not involve long-term studies, there remains uncertainty as to how long.
VI. Many US practitioners of gender-affirming care fail to carry out comprehensive psychosocial assessments prior to commencing medical transition.
Many who practice pediatric gender-affirming care do not even attempt to assess or predict long-term gender identity and do not regularly conduct comprehensive psychosocial assessments, as these are perceived as needless barriers to care. The goal instead is to proceed as rapidly as possible with medical intervention, based on the view that “any delay in treatment prolongs a child’s distress and puts them at risk of self-harm.”[69]
For example, Dr. Colt St. Amand, a listed co-author of SOC-8 and a WPATH certified practitioner and mentor, was quoted as follows by the New York Times in June 2022:
St. Amand thinks the purpose of assessment is not to determine the basis of a kid’s gender identity. “That just reeks of some old kind of conversion-therapy-type things . . . . I think what we’ve seen historically in trans care is an overfocus on assessing identity . . . . People are who they say they are, and they may develop and change, and all are normal and OK. So I am less concerned with certainty around identity, and more concerned with hearing the person’s embodiment goals. Do they want to have a deep voice? Do you want to have breasts? You know, what do you want for your body?”[70]
Thus, St. Amand does not attempt to “shield teenagers from taking medication with effects they might later decide they didn’t want . . . . If the drugs don’t suit them . . . they can simply stop.”[71]
Another prominent advocate of gender-affirming care negatively characterized assessments of long-term gender identity as “singling out trans kids, and specifically with a mental-health provider, not medical staff, to interrogate, to go down this comprehensive inquisition of their gender.”[72]
Thus, the provision of professional mental health assessment is characterized as a barrier and burden rather than a positive provision of care. Other critics called such limits “abusive” and “unethical” and as undermining patient autonomy.[73]
These negative views of assessment were elicited in response to an earlier draft of SOC-8, which for pediatric patients recommended “several years” of persistently identifying with another gender and a requirement of a comprehensive diagnostic assessment prior to commencing medical transition.[74] These requirements are minimized in the final draft; for example, gender incongruence should be “marked and sustained” prior to commencing gender-affirming medical care, but no particular period of time is indicated.[75] Thus, the SOC-8 final standards were significantly influenced by advocacy and ideology.
VII. According to SOC-8 commencing medical transition without comprehensive assessments amounts to practice without empirical support and may not be in the long-term best interests of the patient
The final SOC-8 standards did adhere to the recommendation of a “comprehensive biopsychosocial assessment of adolescents,” despite the pushback against assessment as a “harmful assertion of psychogatekeeping.”[76] SOC-8 warned:
There are no studies of the long-term outcomes of gender-related medical treatment for youth who have not undergone a comprehensive assessment. Treatment in this context (e.g., with limited or no assessment) has no empirical support and therefore carries the risk that the decision to start gender-affirming medical interventions may not be in the long-term best interest of the young person at that time.[77]
SOC-8 further noted that findings of “low regret can only currently be applied to youth who have demonstrated sustained gender incongruence and gender-related needs over time as established through a comprehensive and iterative assessment.”[78]
SOC-8 relies entirely on Dutch studies and protocols as an evidentiary basis for gender-affirming care in adolescence. Yet, even those American clinics that conduct interdisciplinary assessments generally do not follow the much more extensive Dutch protocols. Thus, Reuters interviewed staff at eighteen gender clinics across the United States and found that “None described anything like the months-long assessments [Dutch clinicians] adopted in their research.”[79] Indeed, seven of the eighteen clinics “are comfortable prescribing puberty blockers or hormones based on the first visit, depending on the age of the child.”[80]
Further, nothing prevents practitioners who disagree with the need to conduct a “comprehensive biopsychosocial assessment” (or who simply lack the resources to carry such an assessment) from ignoring the SOC-8 recommendations. Those recommendations have no binding authority.
Thus, many practitioners in the United States lack an evidence-based medical justification for their protocols with minors—even according to the assessment of that evidence by SOC-8. These clinics are prescribing medical interventions with life-long consequences on a highly vulnerable pediatric population, without an evidentiary basis for their protocols.
The lack of an evidentiary basis for the actual practice of pediatric medical gender transition in the United States has important implications for the intertwined issues of mental health, suicidality, and suicide. Without reliable long-term data about the psychological impact of pediatric gender transition, there is no way to justify the claim that such care reduces suicide, suicidality, or even assists mental health, on a long-term basis.
CONCLUSION
The messages of pediatric medical transition advocates have been stark: If you are experiencing gender dysphoria/discordance, you are permanently transgender. You will experience great distress, and be in serious risk of suicide, until and unless you undergo medical transition. Your mental health issues will be resolved, or at least significantly alleviated, only when you medically transition. These messages claim to be based on listening to pediatric patients but are actually a recruitment into an ideology. These messages claim to be based on evidence, but in actuality, most of the claims lack the kind of quality evidence generally required in medical care.
By contrast, watchful waiting protocols may affirm the reality of the experience of gender dysphoria/discordance, but do not immediately ascribe a permanent transgender identity to that experience. Patients and parents can be told that the child or adolescent may be transgender, but there are also other possibilities, given the diverse possibilities as to gender identity and sexual orientation. Hence, the goal of treatment would be to accompany the patient and build resilience through what may be a journey of many years as to gender identity and sexual orientation. Mental health issues and diagnoses are to be treated as issues of their own and are not assumed to be resolvable through medical transition. Medical interventions, which risk physical health complications and infertility and may prematurely cement gender identity, are deferred to avoid unnecessary suffering.
The current state of evidence indicates that watchful waiting protocols, properly implemented, are much more likely, over the long term, to reduce suicide and suicidality for the highly vulnerable population of children and adolescents experiencing gender discordance, as compared to the intrusive and aggressive practices of pediatric medical transition.
If the United States Supreme Court in Skrmetti upholds Tennessee’s prohibition of pediatric medical transition, it will not need to have resolved these complex and evolving issues of medical practice for a highly vulnerable population, but rather will have left room for others, including states, to develop public policy over time. On the other hand, if the Court invalidates Tennessee’s law, it will have created a constitutional straight jacket which will make the Court itself responsible for harms to this vulnerable population.
* * *
*Harwell G. Davis Professor of Constitutional Law, Director, Center for Children, Law and Ethics, Cumberland Law School, Samford University. Although there are substantial deletions, changes, and additions, much of this essay is adapted from an amicus brief on behalf of detransitioner Max Lazzara in United States v. Skrmetti. See generally Brief of Max Lazzara as Amicus Curiae Supporting Respondents, United States v. Skrmetti, No. 23-477, https://www.supremecourt.gov/DocketPDF/23/23-477/328204/20241015112955436_23-477_Amicus%20Brief.pdf [https://perma.cc/7L7S-DL5V].
[1] Suicidality, American Psychological Association Dictionary, https://dictionary.apa.org/suicidality [https://perma.cc/QA4F-T3UP]; Student Life, Anderson University: Student Life Counseling Services, https://anderson.edu/student-life/counseling/suicidality/#:~:text=What%20is%20Suicidality,plans%2C%20gestures%2C%20or%20attempts [https://perma.cc/PWB7-Z9FM].
[2] Joint Appendix at 905, United States v. Skrmetti, No. 23-477 (Declaration of Chloe Cole) [hereinafter J.A.]; Emily Bazelon, The Battle Over Gender Therapy, N.Y. TIMES (Jun. 15, 2022), https://www.nytimes.com/2022/06/15/magazine/gender-therapy.html [https://perma.cc/QS6N-53ZV]; Aron Hirt-Manheimer, Choosing to Have a Living Daughter, Reform Judaism (June 4, 2021), https://reformjudaism.org/blog/choosing-have-living-daughter [https://perma.cc/7LM4-PM5F] (“Our only choice was to have a dead son or a living daughter.”); Brief of Max Lazarra as Amicus Curiae Supporting Respondents at 4, United States v. Skrmetti, No. 23-477, https://www.supremecourt.gov/DocketPDF/23/23-477/328204/20241015112955436_23-477_Amicus%20Brief.pdf [https://perma.cc/7L7S-DL5V] [hereinafter Lazzara Brief].
[3] See Bazelon, supra note 2; Lazzara Brief, supra note 2, at 3–4; J.A. at 905.
[4] See Bazelon, supra note 2; Lazzara Brief, supra note 2, at 4.
[5] See Outlawing Trans Youth: State Legislatures and the Battle over Gender-Affirming Healthcare for Minors, 134 Harv. L. Rev. 2163, 2167–69 (2021).
[6] See Anne Alstott, Meredithe McNamara et al., An Evidence-Based Critique of the Cass Review on Gender-affirming Care for Adolescent Gender Dysphoria 38 (2024) https://law.yale.edu/sites/default/files/documents/integrity-project_cass-response.pdf [https://perma.cc/B3HK-6MED] (citing Amy E. Green et al., Association of Gender-Affirming Hormone Therapy with Depression, Thoughts of Suicide, and Attempted Suicide Among Transgender and Nonbinary Youth, 70 J. Adolescent Health. 643 (Apr. 2022)). The Green study cited by the Integrity Project claims it establishes “less attempted suicide in ages 13-17” for those accessing cross-sex hormones but fails to report the finding that “[f]or youth under age 18, the aOR for seriously considering suicide in the past year did not reach statistical significance (aOR = .74, p = .08)” Id. at Table 4. Nor did the Integrity Project discuss the finding, also for those under age 18, that “[t]he pattern of statistical significance for findings related to past-year suicidality was less consistent, which may indicate challenges related to statistical power when examining fairly infrequent outcomes such as suicidal thoughts and behaviors, particularly among smaller subgroups of individuals.” Id. at 647. The study’s claim that suicidal thoughts and behaviors are “fairly infrequent” seems inconsistent with, for example, a claim in the Harvard Law Review that “[M]ore than one-third of transgender high school students attempt suicide in a given year.” Outlawing Trans Youth, supra note 5, at 2163. The Integrity Project thus appeared to follow the unfortunately common pattern of picking out results that support their thesis, while ignoring those that did not—a pattern perhaps repeated in the very study they cited here. At issue still is the reliability of the Green study, which, as a self-reported non-probability study, as the study itself admits, cannot demonstrate causation—meaning it cannot actually prove that the use of cross-sex hormones is responsible for any positive results that appear statistically. See Green et al., supra note 6, at 648.
[7] See, e.g., Transcript of Oral Argument at 31–33, 39, 48, 87–89, United States v. Skrmetti, No. 23-477.
[8] Id. at 88.
[9] Outlawing Trans Youth, supra note 5, at 2167.
[10] Ed Yong, Young Trans Children Know Who They Are, The Atlantic (Jan. 15, 2019), https://www.theatlantic.com/science/archive/2019/01/young-trans-children-know-who-they-are/580366/ [https://perma.cc/9C3N-Y85B].
[11] J.A. at 443–45, 504.
[12] Id.
[13] See Bazelon, supra note 2; see generally World Pro. Ass’n for Transgender Health, Standards of Care for the Health of Transexual, Transgender, and Gender Nonconforming People (7th ed. 2012).
[14] See J.A. at 332–43, 582–92; Children and young people’s gender services: implementing the Cass Review recommendations, NHS England (Aug. 7, 2024), https://www.england.nhs.uk/long-read/children-and-young-peoples-gender-services-implementing-the-cass-review-recommendations/ [https://perma.cc/T2B8-P459]; Care of Children and Adolescents with Gender Dysphoria: Summary of national Guidelines, Socialstyrelsen (Swedish National Board of Health and Welfare) 3 (Dec. 2022) https://www.socialstyrelsen.se/globalassets/sharepoint-dokument/artikelkatalog/kunskapsstod/2023-1-8330.pdf [https://perma.cc/6LJY-9G2P]; Azeen Ghorayshi, Youth Gender Medications Limited in England, Part of Big Shift in Europe, N.Y. Times (Apr. 9, 2024), https://www.nytimes.com/2024/04/09/health/europe-transgender-youth-hormone-treatments.html [https://perma.cc/7RSX-FG76].
[15] World Pro. Ass’n for Transgender Health, Standards of Care for the Health of Transgender and Gender Diverse People at S67 (8th ed. 2022) [hereinafter SOC-8].
[16] See J.A. at 398–400.
[17] Cecilia Dhejne et al., Long-Term Follow-Up of Transsexual Persons Undergoing Sex Reassignment Surgery: Cohort Study in Sweden, 6 Pub. Lib. Sci. One 1, 1 (2011).
[18] Id. at 5.
[19] Id.
[20] See Annette Erlangsen et al., Transgender Identity and Suicide Attempts and Morality in Denmark, 329 J. Am. Med. Assoc. 2145, 2145–2153 (2023).
[21] Id. at 2150.
[22] Id. at 2148.
[23] John R. Blosnich et al., Prevalence of Gender Identity Disorder and Suicide Risk Among Transgender Veterans Utilizing Veterans Health Administration Care, 103 Am. J. Public Health e27, e27 (2013).
[24] Jody L. Herman et al., Suicide Thoughts and Attempts Among Transgender Adults, UCLA Williams Inst. 1 (Sept. 2019), https://williamsinstitute.law.ucla.edu/publications/suicidality-transgender-adults/ [https://perma.cc/PKD5-JLVA].
[25] Id. at 5.
[26] Id. at 10–11.
[27] Id. at 1.
[28] Id.
[29] SOC-8 at S171 (emphasis added).
[30] Id.; see also Herman, supra note 24, at 2.
[31] J.A. at 396–97.
[32] National Center for Health Statistics, Centers for Disease Control and Prevention (2019), https://www.cdc.gov/nchs/data/hus/2019/009-508.pdf [https://perma.cc/HH57-37CD].
[33] Id.
[34] Id.
[35] See Erlangsen, supra note 20; Denmark – a very LGBT+ friendly country, Denmark, https://denmark.dk/society-and-business/denmark-a-very-lgbt-friendly-country [https://perma.cc/3CZP-Q684].
[36] Louise Appleby, Review of Suicides and Gender Dysphoria at the Tavistock and Portman NHS Foundation Trust: Independent Report, UK National Health Service (Jul. 19, 2024), https://www.gov.uk/government/publications/review-of-suicides-and-gender-dysphoria-at-the-tavistock-and-portman-nhs-foundation-trust/review-of-suicides-and-gender-dysphoria-at-the-tavistock-and-portman-nhs-foundation-trust-independent-report [https://perma.cc/3Z2X-22NT].
[37] Id.
[38] Id.
[39] Id.
[40] Cass, Independent review of gender identity services for children and young people: Final report at 195, ¶ 16.22 (2024) https://cass.independent-review.uk/wp-content/uploads/2024/04/CassReview_Final.pdf [https://perma.cc/3EA6-3ACG] [hereinafter Cass Report].
[41] Id., at 186, ¶ 15.36.
[42] Id., at 186, ¶ 15.37.
[43] Id.
[44] See generally Bram Kuiper & Peggy T. Cohen-Kettenis, Sex reassignment surgery: A study of 141 Dutch transsexuals, 17 ARCHIVES SEXUAL Behav. 439 (1988).
[45] 1,894 suicides in 2016, Centraal Buraeu Voor De Statistiek (June 28, 2017) https://www.cbs.nl/en-gb/news/2017/26/1-894-suicides-in-2016 [https://perma.cc/W6L2-SELH].
[46] Cass Report, at 186, ¶ 15.41 (citing Gaia Van Cauwenberg et al., Ten years of experience in counseling gender diverse youth in Flanders, Belgium. A clinical overview, 33 Intl. J. Impotence Rsch. 671 (2021)).
[47] Azeen Ghorayshi, U.S. Study on Puberty Blockers Goes Unpublished because of Politics, Doctor Says, N.Y. Times (Oct. 23, 2024), https://www.nytimes.com/2024/10/23/science/puberty-blockers-olson-kennedy.html [https://perma.cc/DD7M-JG85].
[48] Id.
[49] Id.
[50] Id.
[51] See Gail A. Van Norman, Drugs, Devices, and the FDA: Part 1: An Overview of Approval Processes for Drugs, 25 J. Am. Coll. Cardiology: Basic Transl. Sci. 170, 170–72 (2016).
[52] Lars Noah, Preempting Red State Restrictions on the Use of FDA-Approved Drugs in Gender-Affirming Care?, 2024 Utah L. Rev. 833, 836–42 (2024).
[53] See generally Gail A. Van Norman, Off-Label Use vs Off-Label Marketing of Drugs: Part 1: Off-Label Use—Patient Harms and Prescriber Responsibilities, 8 J. Am. Coll. Cardiology: Basic Transl. Sci. 224 (2023).
[54] See, e.g., Mahmoud v. Taylor, No. 24-297 (pending United States Supreme Court case regarding parental religious liberty as to lack of notice and opt-out for public school LGBTQ+ curriculum and teaching for K–5 children); Department of Education v. Louisiana, 603 U.S. ___ (2024) (Supreme Court denied a petition for a partial stay by the Biden Administration, leaving in place a preliminary injunction blocking the Department of Education from implementing a rule that would expand the definition of sex discrimination under Title IX to include sexual orientation and gender identity).
[55] Cass Report, at 185, ¶ 15.27; see also Cass Report at 184, ¶ 15.26.
[56] Suicide Data and Statistics, Centers for Disease Control and Prevention (Oct. 29, 2024), https://www.cdc.gov/suicide/facts/data.html#:~:text=Suicide%20deaths%2C%20plans%2C%20and%20attempts%20in%20the%20United%20States&text=1%20death%20every%2011%20minutes,made%20a%20plan%20for%20suicide [https://perma.cc/CRL3-2NRD].
[57] Id.
[58] Id.
[59] J.A. at 650–55; see also James M. Cantor, Transgender and Gender Diverse Children and Adolescents: Fact-Checking of AAP Policy, 46 J. Of Sex & Martial Therapy 307, 307–13 (2020); Jiska Ristori & Thomas D. Steensma, Gender Dysphoria in Childhood, 28 Int’l Rev. of Psychiatry 13, 18–22 (2016); Kenneth J. Zucker, The Myth of Persistence: Response to “A Critical Commentary on Follow-up Studies and ‘Desistance’ Theories about Transgender and Non-conforming Children” by Temple Newhook et al., 19 Int’l J. Of Transgenderism 231, 231–45 (2018).
[60] SOC-8 at S43.
[61] Id.
[62] Id. at S44–45.
[63] Rittakerttu Kaltiala-Heino et al., Two Years of Gender Identity Service for Minors: Overrepresentation of Natal Girls with Severe Problems in Adolescent Development, 9 Child & Adolescent Psychiatry & Mental Health 1, 5 (2015).
[64] Christian J. Bachmann et al., Gender Identity Disorders Among Young People in Germany: Prevalence and Trends, 2013-2022, 121 Dtsch Arzteblatt Intl. 370, 370–71 (2024).
[65] Christina M. Roberts et al., Continuation of Gender-affirming Hormones Among Transgender Adolescents and Adults, 107 J. Clinical Endocrinology & Metabolism e3937, e3939 (2022).
[66] Pien Rawee et al., Development of Gender Non-Contentedness During Adolescence and Early Adulthood, 53 Archives Sexual Behav. 1813, 1813 (2024).
[67] J.A. at 652–55.
[68] J.A. at 635–41, 651, 655–660.
[69] Robin Respaut et al., Why Detransitioners are Crucial to the Science of Gender Care, Reuters (Dec. 22, 2022), https://www.reuters.com/investigates/special-report/usa-transyouth-outcomes/ [https://perma.cc/ZP7T-GEZP].
[70] Bazelon, supra note 2.
[71] Id.
[72] Id.
[73] Id.
[74] Id.
[75] SOC-8,at S32, S48.
[76] Id. at S48; Bazelon, supra note 2.
[77] SOC-8 at S51.
[78] Id. at S61.
[79] Chad Terhune et al., As More Transgender Children Seek Medical Care, Families Confront Many Unknowns, Reuters (Oct. 6, 2022), https://www.reuters.com/investigates/special-report/usa-transyouth-care/ [https://perma.cc/WA6E-T4YE].
[80] Id.
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Posted by JLPP on Feb 10, 2025 in Per Curiam
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Contra Koppelman: What Mere Natural Law was About
Hadley Arkes
Andrew Koppelman and I have just missed connecting at different meetings over the last several months; I know he was eager to give me his reactions to Mere Natural Law, and now, I’m pleased enough to see, he has had his chance to unloose them. I appreciate, as ever, his willingness to engage an argument, and I feel especially complimented here by his willingness to draw passages from other books of mine, from years past. But I’m afraid that while he takes fragments of arguments here and there, he gives us, one might say, some notes without the music. What he does not convey is the perspective or argument that draws the pieces together. And in this case he does not really convey to the reader the central argument that marks the distinct character of this new book he was reviewing, making the case anew for Natural Law.
The telling mark comes when he notes that Mere Natural Law carries an allusion to C.S. Lewis’s Mere Christianity. He took Lewis’s central concern to “explain and defend the belief that has been common to nearly all Christians at all times,” . . . “that there is one God and that Jesus Christ is His only Son.” And “Arkes” he says, “aims to do the same for natural law.” But there he takes a turn quite radically off the mark. The aim of this book, as he surely knows, is to draw on another part of Lewis’s teaching: that arguments over right and wrong draw on the common sense understandings that can be found even in the arguments among children. And as Lewis pointed out, those arguments make no sense unless it is assumed on all sides that there are standards of judgment at hand, to judge the difference between the arguments that are plausible or implausible, true or false. Aquinas said that the divine law we know through revelation, but the natural law we know through that reasoning that is accessible distinctly to human beings; we might say the reasoning that is “natural” to human beings. And so in the arguments on abortion, as Koppelman surely knows, the Catholic Church has never appealed to “faith” or belief. It has appealed rather to the evidence of embryology, woven with the principled reasoning of the natural law. And the upshot is to show that there is no ground on which to rule out that nascent life in the womb as a human being that would not rule out many people walking about, well outside the womb.
What was distinct to Mere Natural Law is that I was following James Wilson, one of the premier minds among the American Founders as he drew, pervasively, in his writings and opinions, on Thomas Reid, the great Scot philosopher of “common sense”: The natural law would find its ground in those precepts of common sense that the ordinary man would not only know as true, but have to take for granted in getting on with the business of life. It was the thing he had to know before he could start trafficking in “theories.” And so, before the ordinary man would banter with David Hume about the meaning of “causation,” he knew his own active powers to cause his own acts to happen. From that perspective, the first principle of moral and legal judgment is emphatically not the one that Koppelman imputes to me as my “foundational claim”: “the good should be promoted and the bad discouraged, forbidden, and at times punished.” That is a version of Aquinas’s first principle of moral judgment, but the problem is that that maxim would hold as well for the Mafia. Members of a criminal band know clearly the “goods” they share and the punishment that is due to those who break with the band and seek “witness protection.”
James Wilson found the first principle of moral and legal judgment where Thomas Reid and Kant found it, in that line, as Reid had it: “[T]o call a person to account, to approve, or disapprove of his conduct, who had no power to do good or ill, is absurd. No axiom of Euclid appears more evident than this.” If the average man were told that Jones, accused of a serious crime, was undergoing surgery at the time the crime was committed, he would wonder why Jones was being prosecuted. That anchoring “axiom,” as Reid and Wilson had it, could be grasped at once as something true of necessity, and every functional person would readily grasp it. That simple axiom threads through our law in many radiations, not only in the “insanity defense” but also, as I try to argue, in explaining the wrong of racial discrimination.
James Wilson’s recognition—echoed by John Marshall and Alexander Hamilton—was that everything we reliably know must find its anchor in axioms or necessary truths of this kind. As Hamilton put it in the Federalist #31, “in disquisitions of every kind there are certain primary truths or first principles upon which all subsequent reasonings must depend. These contain an internal evidence, which antecedent to all reflection or combination, command the assent of the mind.” They are to be grasped per se nota as so evidently true in themselves, just as one grasps that anchoring axiom in the “laws of reason”: that two contradictory propositions cannot both be true. Anyone denying it would find himself falling into self-contradiction and gibberish.
But then here was the further claim of Wilson’s that has not been widely appreciated: It was not a mere “theory” that two contradictory propositions both cannot be true. No more was it a mere theory that people “may not be held blameworthy or responsible for acts they were powerless to affect.” Wilson’s claim was nothing less than this: that any system of jurisprudence must find its ground in these anchoring truths that we can reliably know, because they are true of necessity. They are the principles of reason that mark the natural law, the law that underlies our positive law. And any scheme of natural law built on these grounds then cannot be, as Andrew Koppelman labels it, a mere “theory” of the natural law. It would be the real thing.
To get clear on this point is to take the first step in dissolving Professor Koppelman’s concerns for what Aquinas calls the “determinatio” of the positive law. We see the signs posting speed limits of 65 mph or 35 mph. But before we had those provisions of the positive law, as Kant would tell us, there is an underlying natural law that would tell us why we would be justified in having any law in the first place—a law, that is, to restrain the freedom of people to put innocent life at hazard by driving at reckless speeds. As ever, as Aquinas realized, there is the need to translate the underlying natural law into terms that apply that law in a practical way to the circumstances and terrain before us: 65 mph, perhaps on the open highway, 35 mph on the winding country road. But of course there may be other judgments on the speed that happens to be right for any road, and they may all be compatible with the natural law. In the same way, there may be different constitutional orders that may be compatible with the natural law. And the task as ever is to distinguish between what is arguable and what is truly essential. We may still need all of our wit and imagination as we ponder the question of whether Jones was really so infirm after surgery, or so under hypnosis, that he could not have committed that crime. The possibilities here are maddeningly variable. But the one thing in this mix that will never be contingent or variable is the principle itself. If Jones was really “incapable of affecting the act, committing the crime,” he is undeniably innocent and there are no circumstances under which that principle would fail to be true.
I did not take Mere Natural Law as the occasion for offering a thick book of commentaries, listing what I found persuasive or less than persuasive in other accounts of the natural law. I took it as the occasion to offer this crisper account of a natural law grounded in the laws or axioms of reason, the laws accessible to only one kind of creature. I was not offering a “theory” about the different ways in which people may or may not find themselves “flourishing” as they sought to live upright lives. I was offering an account of what may be distinctly good and commendable—and quite constitutive of a common good—in a jurisprudence based on moral truths that would hold enduringly for anyone who lived under them. In his encyclical “On the Nature of Human Liberty” (1888) Leo XIII argued that animals could not plausibly be the bearers of “property rights,” for animals were incapable of imparting a moral purpose to inanimate matter. Rights of property, and other rights, flowed only to creatures of reason, those creatures who alone by nature had the capacity to engage in reasoning over the things that were right or wrong, just or unjust. It should not come as a surprise then to Professor Koppelman that James Wilson—and others of us—should hold an understanding of natural law that is built distinctively upon those anchoring axioms of reason.
Professor Koppelman wants to tag as my main, grievous fault, that I did not deal with what he takes as some of the strongest arguments against my positions. I spent most of Mere Natural Law dealing with arguments made by justices in the Supreme Court, including arguments made by friends such as Justices Scalia and Alito. I was also making arguments that put me at odds with other writers, arguing for an Originalism serenely detached from the moral ground of the natural law as James Wilson, John Marshall and Alexander Hamilton understood it. I will leave it to readers to judge whether I had spent enough time dealing with arguments at odds with my own. But on the other side I would register my own protest that Professor Koppelman has never dealt adequately, say, with the arguments that Robert George, John Finnis, Gerard Bradley and I have made on abortion. On that I will have more to say in a moment. But even now in the case at hand: has he really given, in his review, a clear account of my own central argument in Mere Natural Law, or anything close to the summary I’ve offered in these pages?
As I’ve said, he had many of the notes, but the music was missing. He cited fragments of what I was saying, but offered only truncated accounts of the argument I was making. And so he says, curtly, that in my view “Minimum wage laws are invalid because they ’seriously abridge personal freedom.’” But any law works by restricting freedom. It would take a more strenuous argument to show why a law is invalid by showing why it cannot be justified. That fuller account is what he leaves out in the case of the laws of minimum wages and others. He obviously has in mind my defense of Justice Sutherland striking down the law on minimum wages for women in Adkins v. Children’s Hospital (1923). Sutherland had been a leader in the cause of votes for women, and he did not hold back in supporting laws protective of women. What Sutherland sought to show in this was that these policies of minimum wages or price controls were simply wrong in principle, that they would be wrong even if it were claimed on occasion that they “worked.” For these laws were grounded of theories of “determinism”: e.g., that if a man fell into a class called “employer,” we knew what he was capable of paying any employee, regardless of whether the employer headed a large corporation or a small family business. Or, that if we knew someone was a woman, we knew the level of income she needed to preserve her morality. And somehow the drafters of the law knew that a woman who worked as a beginner in a laundry could preserve her morality with an income far more modest than a woman who worked in a large department store.
It surely cannot offer an account of my understanding to say, as Koppelman does, that I hold that a “legislature has no power to prohibit discrimination on the basis of sexual orientation.” No one doubts the power of a legislature to pass a positive law of that kind. The question is whether a law of that kind is coherent and means what it says. In all strictness, “sexual orientation” could encompass bestiality, or the passion for sex with animals. These laws just do not say precisely where they find the wrong they would forbid. If the drafters sought to become more precise—if they tried to explain where it was plausible or indefensible to draw adverse inferences about people based of their styles of sexuality—the scheme becomes far more problematic, with conversations people would rather not have.
But finally on the matter of abortion. Koppleman takes it as a striking fault that, in my arguments on abortion, I’ve not dealt with the kinds of argument offered by Lynne Rudder Baker: that a human being has the standing of a person, and the protection of the law, only when it has “the capacity for a first-person perspective – to become, in Aristotle’s terms, a rational animal”:
In the early stages of pregnancy, the person does not yet exist. “It makes no sense to suppose that a nonexisting person has a right to be brought into existence. Baker observes that her view is consistent with that of Aquinas, who thought that the fetus was not a human individual until it possessed a rational soul, a point that he placed about twelve weeks into gestation.
But surely Koppelman must know that there is nothing the least novel in this argument– or nothing that was not countered by the arguments put forth, say, by Robert George in his Embryo: A Defense of Human Life (2011) or my own First Things (1986). There was Alan Gewirth’s curious claim that a fetus could not be a “purposive agent” if it did not have a “physically separate existence” (which of course it has had from its very first moments).[1] But even closer, this is a replay of Bruce Ackerman’s argument that a fetus cannot be a person within the protection of the law because it cannot be “a citizen of a liberal state.” And to be a citizen “it must be able to play a part in the dialogic and behavioral transactions that constitute a liberal polity.”[2] It is one thing to note the capacity for moral reasoning that distinguishes human beings; and yet it is quite another to say that the right of any person to live must depend on his “articulateness.” But all of this has been encompassed now by Justice Alito in the Dobbs case. He noted there the contention of some writers that the fetus should not be entitled to legal protection until it has attributes such as “sentience, self-awareness, the ability to reason, or some combination thereof.” But with that reasoning, as he said, “it would be an open question whether even born individuals, including young children or those afflicted with certain developmental or medical conditions, merit protection as ‘persons.’”
The fallacies here are old; they do not become more venerable as they are repeated anew. It takes a heavy dose of theory to talk us out of James Wilson’s understanding that our natural rights begin as soon as we begin to be, which is why, as he said, the common law casts its protection “when the infant is first able to stir in the womb.” It was once unthinkable to say that a woman becomes unfree when she is restrained from destroying this innocent life she is bearing. And yet, as I recall, Professor Koppelman was once willing to argue that it would be nothing less than a violation of the 13th Amendment, that a woman would be consigned to servitude, if she were barred from destroying that small life in the womb. I hope that he has long put that argument aside, but if not, there is another old argument that has not departed the scene and may need to be countered yet again.
There are many more arguments that Andrew Koppelman, in his wide interest, cast up, more than I can possibly deal with here. But in his large nature, he is always open to getting together for that fuller conversation, and so I’ll look forward to that lunch in Chicago or Washington.
[1] See Alan Gewirth, Reason and Morality 142-43, 159-60 (1978).
[2] Bruce A. Ackerman, Social Justice and the Liberal State 127 (1980).
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Posted by JLPP on Feb 3, 2025 in Per Curiam
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Critiquing Hadley Arkes’s not-so-mere Natural Law Theory
Andrew Koppelman*
Law can’t be separated from morality, because law is a kind of human conduct. So is compliance with the law. Morality constrains all of human conduct. So the idea of natural law, a set of moral constraints binding on any possible legal system, has perennial appeal.
Hadley Arkes is a leading contemporary proponent of a revived natural law. His prominence is deserved. His work is smart and learned and entertaining. He writes with admirable moral passion. He is urgently concerned that persons be treated with dignity and respect, passionate about protecting the weak and vulnerable, especially children, with an especial scorn for racism. But he is unpersuasive with respect to some of the most important legal issues he takes up: the scope of the modern administrative state, antidiscrimination law, and abortion. He often ignores counterarguments. More than that, he neglects important aspects of the natural law tradition.
His most recent book is Mere Natural Law. The title echoes, and the book models itself upon, C.S. Lewis’s Mere Christianity. Lewis aimed to “explain and defend the belief that has been common to nearly all Christians at all times,” centrally “that there is one God and that Jesus Christ is His only Son.”[1] Arkes aims to do the same for natural law.
Arkes’s understanding of natural law is however idiosyncratic. This separates his project from that of Lewis, who consciously sought to avoid saying anything at all about matters on which Christians were divided: besides having doubts about his own competence to adjudicate theological disputes, Lewis wisely thought that “the discussion of these disputed points has no tendency at all to bring an outsider into the Christian fold.”[2] Arkes however reasons his way to libertarian, minimal-state conclusions that not all natural lawyers share. As Lewis feared, this makes natural law appear less attractive than it is, by tying it to inessential, disputed points.
Arkes’s foundational claim is that “the good should be promoted and the bad discouraged, forbidden, and at times punished.”[3] Every claim of liberty should be evaluated in light of “whether our freedom was being directed to ends that were good or bad, rightful or wrongful.”[4] Freedom “may be plausibly restricted at many points for good reasons,” and the question of whether rights are thereby infringed “will always hinge then on whether those reasons for restricting freedom are justified or unjustified.”[5] Judicial review of any statute, he says in an earlier work, “must encompass the question of whether the restrictions or the penalties imposed by the legislation can be substantively justified.”[6] The question of justification must be addressed by standards not to be found in the Constitution’s text, by “appealing to those standards of moral judgment that could not be summarized, or set forth with any adequacy, in a Constitution.”[7]
Thus there is a strict limit on the legitimate scope of the law. Some matters, such as how to fund education and for whom, are appropriate judgments for “politicians who have a closer connection to the conditions and sentiments of their own community,”[8] but the judiciary can still appropriately limit legislative power by “the narrow task of drawing out the logical implications that follow from the very idea of law.”[9] That idea holds that “we are justified in legislating only when the law is governed by an understanding of right and wrong that can tenably claim to be valid, in principle, for everyone.” Propositions could not legitimately underlie law “if their truths varied with alterations in local culture or with the vagaries of what majorities, in one place or another, are pleased to regard as right and wrong.”[10] If this understanding were applied, “one result would be far fewer laws on the books than we have today.”[11]
Arkes thus calls into question many restrictions on liberty that are familiar parts of the modern administrative state. For example, it is not legitimate for the state to require employers to provide benefits to their employees, such as health insurance: “if a service is mandated by the federal government, the federal government should be required to fund that service, not transfer a public service to private persons to bear at private expense.”[12] Arkes admires Franklin Roosevelt’s nemesis, Justice George Sutherland.[13] He rejects the New Deal Court’s deference to economic regulations, because “the regulation of business touches liberties that many people regard as fundamental.”[14] Minimum wage laws are invalid because they “seriously abridge personal freedom.”[15]
Natural law does not necessarily entail these conclusions. What is constant among natural law theorists – the real core of mere natural law – is the idea that human nature is constant across cultures, that this nature is teleological and implies certain human purposes that are worthy of pursuit, and that the function of law is to coordinate human activity in order to realize those purposes and forbid actions that thwart them. Aquinas described law as “an ordination of reason for the common good promulgated by the one who is in charge of the community.”[16] It has a purpose and should be judged in light of that purpose.
Aquinas inherited from Aristotle the idea that human beings should aim at that which perfects their nature. Aristotle wrote, “Anyone who intends to investigate the best constitution in the proper way must first determine which life is most choiceworthy, since if this remains unclear, what the best constitution is must also remain unclear.”[17] In Aristotle, this perfection consisted in “activity and actions of the soul that involve reason”[18] (or, perhaps, philosophical contemplation).[19] The purpose of a polity is “to make the citizens good and just.”[20]
The realization of this purpose may empower a state to forbid conduct that is not in itself wrongful. Arkes does not appear to leave room for what Aquinas called determinatio, or what lawyers call malum prohibitum.[21] Aquinas thought that “there are two ways in which something is derived from natural law – first, as a conclusion from its principles, and second, as a specific application of what is expressed in general terms.”[22] The latter necessarily is somewhat arbitrary. We all need to drive our cars on the same side of the street, but one can’t deductively establish which side that should be. It is not inherently wrongful to park in the business district between 2 and 6 a.m., but a statute prohibiting that conduct is nonetheless legitimate. The need for coordination entails that there must be lawmaking authority. “Though the lawmakers’ determinatio is in a sense free,” John Finnis explains, “it must also be made with due consideration for the circumstances which bear on the appropriateness of alternative laws.”[23]
The decline of natural law reasoning in court is in large part the consequence of the increasing detail of determinatio. The proliferation of written constitutions and statutes, and the publication of most judicial decisions, meant that judges could rely on positive law, and did not need to reason from first principles. This obviously also made the law more predictable, which is one of the principal benefits of determinatio. The concern about predictability became more salient as it became clear, in the nineteenth century, that natural law could be invoked on both sides of many of the most salient controversies.[24] Some modern Thomists think that existing positive law is legitimately promulgated, is therefore worthy of obedience, and suffices to answer most legal questions.[25]
In a complex modern economy, the promotion of human flourishing can entail an immense regulatory apparatus. The evils to be avoided may require considerable expertise even to detect and diagnose: pollution, financial market fraud, dangerous or ineffective pharmaceuticals, hazardous consumer products, workplace hazards. In a minimal state, people would be vulnerable to all these harms.[26] Thus one of the most prominent contemporary neoThomists, Adrian Vermeule, argues that the modern regulatory state promotes the common good.[27]
Arkes thinks that government wrongs an individual if it uses its regulatory powers to commandeer his property for public purposes, as it does for example with the minimum wage, or the Affordable Care Act’s mandate that large employers provide health insurance to their workers. But he doesn’t seem to notice that property rights are subject to many different legal specifications, and that those specifications are a species of determinatio.
In our system of property rights, some subset of the social output is allocated for collective rather than individual determination of the use to which it will be put. There is no uniquely justified specification of that subset’s size or use. Private property has no meaning outside that total system. Political life did not begin after I was already sitting in the state of nature with my brokerage account. The actual structure of property rights comes with a proviso that resembles the “rake” in a casino poker game: players know when they start the game that the house will take a percentage of each pot. Whether health care is to be directly funded by government, or by employer mandates, or (as is the case in the United States) some combination of the two, is a prudential judgment appropriately guided by the moral imperative to minimize morbidity and mortality.
Arkes ranges over a broad range of other specific applications, more than I can take up here. I’ll focus on gay rights and abortion.
Arkes writes that the Supreme Court should have rejected same-sex marriage by offering “a substantive defense of marriage” as “the union of one man and one woman.”[28] The state can prohibit discrimination on the basis of race, but not sexual orientation, because the former is wrong and the latter is not. He discusses a Supreme Court case, Masterpiece Cakeshop v. Colorado,[29] in which a baker asked for exemption from an antidiscrimination statute that required him to bake a case for a same-sex wedding.[30] He is unpersuaded that either religion or free speech can be a basis for such an exemption. There is no legally salient difference between the baker and any other defendant. Yet he thinks that the baker should prevail. The implication appears to be, not exemption, but that the statute is constitutionally invalid in all its applications, and that legislature has no power to prohibit discrimination on the basis of sexual orientation. On the contrary, with the Supreme Court’s interpretation of the Civil Rights Act to protect transgender people from discrimination, “the trend of nihilism may have reached its terminus.”[31] He thinks that, in that case, the Court should have looked “beyond the text of the statute” to “the differences that must ever separate males from females.”[32]
The substantive defense of opposite-sex marriage, and exclusion of same-sex marriage, that Arkes endorses is that elaborated by Girgis, Anderson, and George. Arkes complains that proponents of same-sex marriage have not offered reasoned responses to those arguments,[33] but I have done so in some detail (as it happens, with the generous help and advice of Prof. George). My counterarguments are not nihilistic. They are just counterarguments, which claim that the conclusions about same-sex marriage do not follow from the natural law premises.[34] Nor is it explained why “the differences that must ever separate males from females” imply that the state cannot prohibit discrimination against those who construe those differences in ways with which Arkes disagrees. Racial discrimination, he writes, is wrong because “it denies to black people their very standing as moral agents to bear responsibility for their own acts and receive the praise or blame that is theirs alone.”[35] This is a wrong “even when it is not clear that the victims have suffered any material injuries.”[36] But of course discrimination against gay and transgender people also has historically involved devaluation of their personhood, treating them as irredeemably defective beings. Why isn’t a legislature authorized to respond to that?[37]
In a long discussion of abortion, Arkes nowhere acknowledges that there is a serious philosophical debate about whether a fetus is a person, an entity with rights. He merely speculates that defenders of abortion rights “are incapable of simply reading what the textbooks on embryology or obstetric gynecology have to say.”[38] He assumes that the physical human organism is identical with the person, so that “from the blastocyst stage the fetus qualifies for respect.”[39] The most sophisticated defenses of abortion challenge that assumption, and they do so by engaging in detail with embryology. Scholars who agree with Arkes respond to that literature.[40] He ignores it.
The claim that abortion is morally permissible need not deny that a fetus is an organism or that is a member of the human species. Lynne Rudder Baker, for example, offers a pro-choice argument that is entirely consistent with natural law premises.[41] She proposes that personhood is an essence that emerges at a certain point in fetal development. Her view is essentialist and teleological. The human-making property of an entity, she argues, is the capacity to have a first-person perspective. Persons are necessarily embodied, but it is possible to have a body without being a person: corpses are not persons. “The relation between you and your body – constitution – is the same relation as the relation between Michelangelo’s David and the piece of marble that constitutes it.”[42] The David and the piece of marble are spatially coincident, but they are not identical. The piece was marble before and after Michelangelo got his hands on it, but it was not then, and is now, the David. I was once a fetus, but that does not necessarily mean that the fetus was me.
A fetus has the capacity to develop the capacity for a first-person perspective – to become, in Aristotle’s terms, a rational animal. But such a remote capacity, Baker argues, cannot make anything the kind of entity that it is.[43] In the early stages of pregnancy, the person does not yet exist. “It makes no sense to suppose that a nonexisting person has a right to be brought into existence.”[44] Baker observes that her view is consistent with that of Aquinas, who thought that the fetus was not a human individual until it possessed a rational soul, a point that he placed about twelve weeks into gestation.[45]
David Boonin similarly argues that, at the early stage of development, there is no consciousness and so no person. A rational soul must be at least sometimes conscious. If it is never conscious, then one may wonder in what sense it can be deemed rational. No consciousness is possible until neural connections begin to form in the fetus’s brain, which happens at about 25 weeks. Roughly 99% of abortions take place before this point.[46] Until that stage, fetuses have not even begun to be (to use Arkes’s words) “beings who can give and understand reasons.”[47]
Arkes proposes that the principles of natural law are “readily – and instantly – understood,” “accessible to all functional persons,” “understood by virtually everyone.”[48] If there is any need to articulate them, this is because they “involve those matters so foundational that we absorb them often without the least awareness that we know them.”[49] He accurately observes that disagreement with these principles does not prove that they do not exist: with respect to some matters, it is often the case that one side is simply wrong.
On the other hand, the truths that anchor Arkes’s arguments are not ones that “cannot be denied without falling into contradiction.”[50] Writers who share his premises reject his conclusions. He is certainly right that the exercise of political power must be justified, but his arguments depend on too cursory an inventory of possible justifications. This leads him to zoom quickly past considerations that he should address and answer. He heaps scorn on stupid counterarguments as though they were the only ones he needs to address. One sometimes suspects that he perceives only two alternatives: the nihilist view that morality and law are merely matters of personal preference or agreeing with him about everything.
Law necessarily has a moral foundation. Exploring that foundation can help us understand what law can and should be. The project of finding anchoring truths is well worth undertaking, and the natural law tradition has something to contribute to that.[51] That is why Arkes’s work is important. But the increasing importance of determinatio explains why natural law is not much relied upon today. Another is that virtue takes more forms than the natural law tradition recognized: Robert George acknowledges its “fail[ure] to understand the diversity of basic forms of good and the range of valid pluralism.”[52] The basic commitment to the accountability of political power is important, and Arkes has performed a service by emphasizing it. But his arguments would be stronger if he engaged in detail with the strongest objections to his position.
* John Paul Stevens Professor of Law and Professor (by courtesy) of Political Science, Department of Philosophy Affiliated Faculty, Northwestern University.
[1] C.S. Lewis, Mere Christianity 6 (1952).
[2] Id. at 6.
[3] Hadley Arkes, Mere Natural Law: Originalism and the Anchoring Truths of the Constitution 63 (2023) [hereinafter Mere Natural Law].
[4] Id. at 9.
[5] Id. at 91.
[6] Hadley Arkes, Beyond the Constitution 97 (1990).
[7] Id. at 56.
[8] Mere Natural Law, at 59.
[9] Id. at 58–59.
[10] Hadley Arkes, First Things: An Inquiry into the First Principles of Morals and Justice 27 (1986). See also Mere Natural Law at 228.
[11] First Things, supra note 10, at 28.
[12] Mere Natural Law, at 195.
[13] See generally Hadley Arkes, The Return of George Sutherland: Restoring a Jurisprudence of Natural Rights (1997).
[14] Id. at 88.
[15] Mere Natural Law, at 52–53.
[16] Thomas Aquinas, Summa Theologiae, I II, q. 90, art. 3, in St. Thomas Aquinas on Ethics and Politics 46 (Paul E. Sigmund ed. & tr. 1988).
[17] Aristotle, Politics, 1323a, at 191 (C.D.C. Reeve tr. 1998).
[18] Aristotle, Nicomachean Ethics 1098a, at 10 (Terence Irwin tr., 3d ed. 2019).
[19] Aristotle is inconsistent on this point. See Martha C. Nussbaum, The Fragility of Goodness: Luck and Ethics in Greek Tragedy and Philosophy 373–77 (1986).
[20] Politics, 1280b, supra note 17, at, 80.
[21] Gerard Bradley offers a similar criticism, without specifically invoking determinatio, in Constitutional Theory beyond Left and Right (review of Beyond the Constitution, supra note 6), 54 Rev. f Pol., Vol. 54, No. 1 (Winter, 1992), pp. 144-150.
[22] Summa Theologiae, I II, q. 95, art. 2, supra note 16, at 53.
[23] John Finnis, Aquinas: Moral, Political, and Legal Theory 268 (1998).
[24] See generally Stuart Banner, The Decline of Natural Law: How American Lawyers Once Used Natural Law and Why They Stopped (2021).
[25] See generally, e.g., Jeffrey A. Pojanowski & Kevin C. Walsh, Recovering Classical Legal Constitutionalism: A Critique of Professor Vermeule’s New Theory, 98 Notre Dame L. Rev. 403 (2022). A.P. D’Entreves distinguishes “technological” understandings of natural law, as solutions to perennial problems of governance and adjudication, from “ontological” understandings, which rest on an account of humanity’s nature and purpose. See A.P. D’Entreyes, Natural Law: An Introduction to Legal Philosophy 145–158 (2d ed. 1970). When early courts cited natural law, they were usually invoking the former, and some accounts of natural law simply build on those perennial governance problems. See, e.g., H.L.A. Hart, The Concept of Law 86–89 (2d ed. 1994). The distinction helps explain why “neither Continental nor English lawyers made much use of” Aquinas, whose view of the human telos was pervasively religious. R.H. Helmholz, Natural Law in Court: A History of Legal Theory in Practice 5 (2015).
[26] See generally Andrew Koppelman, Burning Down the House: How Libertarian Philosophy Was Corrupted by Delusion and Greed (2022). On the importance of determinatio in justifying the modern administrative state, see Adrian Vermeule, Common Good Constitutionalism 46, 136, 152-53 (2022).
[27] See generally Vermeule, supra note 26; Cass R. Sunstein & Adrian Vermeule, Law & Leviathan: Redeeming the Administrative State (2020). Arkes praises Vermeule but does not appear to notice this enormous difference in their views. Hadley Arkes, Vermeule, his Critics, and the Crisis of Originalism, The American Mind (May 6, 2020), https://americanmind.org/features/waiting-for-charlemagne/vermeule-his-critics-and-the-crisis-of-originalism/.
[28] Mere Natural Law, at 11.
[29] 584 U.S. 617 (2018).
[30] Mere Natural Law, at 76.
[31] Id. at 9.
[32] Id. at 15.
[33] See generally Hadley Arkes, When a Man Loves A Woman, Claremont Rev. of Books, Winter 2015/2016. He also worries that if same-sex marriage is not resisted in principle, “marriage would lose its integrity as a concept and its durability then as an institution.” Hadley Arkes, The Family and the Laws, in The Meaning of Marriage: Family, State, Market, and Morals 116, 127 (Robert P. George and Jean Bethke Elshtain eds. 2006). But this prediction is parasitic on his view about what marriage essentially is.
[34] See generally Andrew Koppelman, The Decline and Fall of the Case Against Same-Sex Marriage, 2 U. St. Thomas L. J. 5 (2005); Andrew Koppelman, Is Marriage Inherently Heterosexual?, 42 Am. J. Juris. 51 (1997); Andrew Koppelman, More Intuition than Argument, 140 Commonweal 23 (Mar. 25, 2013) (review of Sherif Girgis, Ryan T. Anderson, & Robert P. George, What is Marriage? Man and Woman: A Defense (2012)), . Our disagreement turns on whether the legal institution of marriage must correspond to a good with essential properties. See Sherif Girgis, Ryan T. Anderson and Robert P. George, Does Marriage, or Anything, Have Essential Properties?, Public Discourse (Jan. 12, 2011) https://www.thepublicdiscourse.com/2011/01/2350/ (engaging, and linking to, my arguments on this issue). Arkes is distinctive from them to the extent that, because he has so little room for determinatio, he wants legal categories to correspond to essences more than they do.
[35] Mere Natural Law, at 102.
[36] Id. at 102.
[37] There are also other purposes of antidiscrimination law, which Arkes does not pause to consider. See Andrew Koppelman, Gay Rights vs. Religious Liberty? The Unnecessary Conflict 43–65 (2020).
[38] Mere Natural Law, at 138.
[39]Id. at 219.
[40] See generally, e.g., Francis J. Beckwith, Defending Life: A Moral and Legal Case Against Abortion Choice (2007).
[41] See generally Lynne Rudder Baker, Persons and Bodies: A Constitution View (2000).
[42] Id. at 9. I became aware of Baker’s argument when I encountered the attempted refutation in Robert P. George and Christopher Tollefson, Embryo: A Defense of Human Life (2d ed. 2011). In my judgment, their attack on mind-body dualism is effective against Descartes but is not responsive to Baker.
[43] Lynne Rudder Baker, When Does a Person Begin?, 22 Soc. Phil. Pol’y 25, 35 (2005).
[44] Id. at 45.
[45] Id. at 41 n.50. Aristotle’s views, on the other hand, are so distant from ours that no reliable conclusions can be drawn regarding his views on abortion in light of modern knowledge. See generally Mathew Lu, Aristotle on Abortion and Infanticide, 53 Int’l Phil. Q. 47 (2013).
[46] See David Boonin, A Defense of Abortion 115–29 (2003).
[47] Mere Natural Law, at 27.
[48] Id. at 19.
[49] Id. at 19.
[50] Id. at 23.
[51] Its relation to liberalism is complicated. The most careful assessment I know, from within the natural law tradition, is Robert P. George, Making Men Moral: Civil Liberties and Public Morality 189–229 (1993). On the other hand, Patrick Deneen and Adrian Vermeule, whose work has become quite prominent, radically misunderstand the liberalism they criticize. See Andrew Koppelman, “It is Tash Whom He Serves”: Deneen and Vermeule on Liberalism, 98 Notre Dame L. Rev. 1525 (2023).
[52] George, supra note 51, at 38.
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